Investor RMB Capital Management, LLC
13D/G Filings

This page shows a list of all the recent 13D/G filings made by RMB Capital Management, LLC . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2021-02-12 13G/A BCML / BayCom Corp 872,888 0
2021-02-12 13G/A MYFW / First Western Financial, Inc. 739,050 50,000
2021-02-12 13G/A EQBK / Equity Bancshares, Inc. 1,463,652 500,000
2021-02-12 13G/A FBMS / The First Bancshares, Inc. 979,892 350,000
2021-02-12 13G/A US6363752063 / National Holdings Corp. 1,065,808 496,103
2021-02-12 13G/A SLCT / Select Bancorp Inc 1,340,231 280,449
2021-02-12 13G/A HBMD / Howard Bancorp Inc 1,389,529 518,448
2021-02-12 13G/A LOB / Live Oak Bancshares, Inc. 2,190,393 376,500
2021-02-12 13G/A STXB / Spirit of Texas Bancshares Inc 1,518,569 505,000
2021-02-12 13G/A MN / Manning & Napier Inc - Class A 1,460,120 400,000
2021-02-12 13G/A ESQ / Esquire Financial Holdings, Inc. 709,397 0
2021-02-12 13G/A RBNC / Reliant Bancorp Inc 992,251 182,375
2021-02-12 13G/A FBK / FB Financial Corporation 1,693,543 281,345
2021-02-12 13G/A BFST / Business First Bancshares, Inc. 1,003,736 134,916
2021-02-12 13G/A BSVN / Bank7 Corp. 890,524 0
2021-02-12 13G/A MNSB / MainStreet Bancshares, Inc. 784,203 142,670
2020-02-14 13G BCML / BayCom Corp 872,888
2020-02-14 13G/A MYFW / First Western Financial, Inc. 617,665 739,050
2020-02-14 13G/A EVBN / Evans Bancorp, Inc. 381,260 29,789
2020-02-14 13G/A FBMS / The First Bancshares, Inc. 1,284,107 979,892
2020-02-14 13G/A FBNC / First Bancorp 1,513,740 432,379
2020-02-14 13G/A ACBI / Atlantic Capital Bancshares Inc 2,042,358 0
2020-02-14 13G/A ESQ / Esquire Financial Holdings, Inc. 633,319 709,397
2020-02-14 13G/A FBK / FB Financial Corporation 2,866,588 1,693,543
2020-02-14 13G/A EQBK / Equity Bancshares, Inc. 1,254,657 1,463,652
2020-02-14 13G/A FCCO / First Community Corporation 593,953 0
2020-02-14 13G/A US78413T1034 / Sussex Bancorp, Inc. 667,747 0
2020-02-14 13G/A HBMD / Howard Bancorp Inc 1,565,359 1,389,529
2020-02-14 13G/A FFWM / First Foundation Inc. 2,307,821 744,165
2020-02-14 13G/A VBTX / Veritex Holdings, Inc. 2,397,628 2,139,186
2020-02-14 13G/A MN / Manning & Napier Inc - Class A 2,142,877 1,460,120
2020-02-14 13G/A SAMG / Silvercrest Asset Management Group Inc. 620,604 0
2020-02-14 13G MNSB / MainStreet Bancshares, Inc. 528,853 784,203
2020-02-14 13G/A CARO / Carolina Financial Corp 1,128,684 445,416
2020-02-14 13G/A CIVB / Civista Bancshares, Inc. 1,013,811 0
2020-02-14 13G/A WNEB / Western New England Bancorp, Inc. 1,564,599 0
2020-02-14 13G LOB / Live Oak Bancshares, Inc. 1,720,320 2,190,393
2020-02-14 13G/A STXB / Spirit of Texas Bancshares Inc 929,037 1,518,569
2020-02-14 13G/A ISTR / Investar Holding Corporation 532,241 379,407
2020-02-14 13G/A BFST / Business First Bancshares, Inc. 958,825 1,003,736
2020-02-14 13G BSVN / Bank7 Corp. 890,524
2020-02-14 13G/A US6363752063 / National Holdings Corp. 1,065,808 1,065,808
2020-02-14 13G/A SLCT / Select Bancorp Inc 1,790,657 1,340,231
2020-02-14 13G/A TBK / Triumph Bancorp Inc 1,978,251 315,067
2020-02-14 13G/A RBNC / Reliant Bancorp Inc 1,051,709 992,251
2019-02-14 13G VBTX / Veritex Holdings, Inc. 2,397,628
2019-02-14 13G STXB / Spirit of Texas Bancshares Inc 929,037
2019-02-14 13G ISTR / Investar Holding Corporation 532,241
2019-02-14 13G HBMD / Howard Bancorp Inc 1,565,359
2019-02-14 13G BFST / Business First Bancshares, Inc. 958,825
2019-02-14 13G/A TBK / Triumph Bancorp Inc 1,831,095 1,978,251
2019-02-14 13G/A SAMG / Silvercrest Asset Management Group Inc. 866,933 620,604
2019-02-14 13G/A RBNC / Reliant Bancorp Inc 1,051,709
2019-02-14 13G/A LOB / Live Oak Bancshares, Inc. 1,872,660 1,720,320
2019-02-14 13G/A LMST / Limestone Bancorp Inc 251,200
2019-02-14 13G/A FFWM / First Foundation Inc. 1,852,106 2,307,821
2019-02-14 13G/A FBK / FB Financial Corporation 1,657,998 2,866,588
2019-02-14 13G/A ESQ / Esquire Financial Holdings, Inc. 533,589 633,319
2019-02-14 13G/A ACBI / Atlantic Capital Bancshares Inc 2,501,660 2,042,358
2019-02-14 13G MYFW / First Western Financial, Inc. 617,665
2019-02-14 13G/A SLCT / Select Bancorp Inc 799,962 1,790,657
2019-02-14 13G OLBK / Old Line Bancshares, Inc. 1,203,307
2019-02-14 13G/A EQBK / Equity Bancshares, Inc. 1,112,818 1,254,657
2019-02-14 13G/A WNEB / Western New England Bancorp, Inc. 2,166,464 1,564,599
2019-02-14 13G/A SFST / Southern First Bancshares, Inc. 394,077 354,535
2019-02-14 13G US78413T1034 / Sussex Bancorp, Inc. 667,747
2019-02-14 13G/A FBMS / The First Bancshares, Inc. 1,072,804 1,284,107
2019-02-14 13G CIVB / Civista Bancshares, Inc. 1,013,811
2019-02-14 13G/A FCCO / First Community Corporation 629,828 593,953
2019-02-14 13G CARO / Carolina Financial Corp 1,128,684
2019-02-14 13G/A JOF / Japan Smaller Capitalization Fund, Inc. 2,216,115 26,612
2019-02-14 13G/A EVBN / Evans Bancorp, Inc. 441,862 381,260
2019-02-14 13G/A LION / Lionsgate Studios Corp. 1,651,829 1,995,163
2019-02-14 13G/A FBNC / First Bancorp 1,499,517 1,513,740
2019-02-14 13G/A MSLXP / Midsouth Bancorp, Inc. - 4% PRF PERPETUAL USD 100 - Ser C 1,345,218 1,466,473
2019-02-11 13G/A US6363752063 / National Holdings Corp. 2,320,845 1,065,808
2018-10-10 13G/A MN / Manning & Napier Inc - Class A 1,339,626 2,142,877
2018-03-12 13D/A IEBS / Independence Bancshares, Inc. (SC) 3,062,500 0
2018-02-13 13G RBNC / Reliant Bancorp Inc 682,796
2018-02-13 13G/A ACBI / Atlantic Capital Bancshares Inc 2,300,647 2,501,660
2018-02-13 13G BYBK / Bay Bancorp, Inc. 1,008,686
2018-02-13 13G/A COWN / Cowen Inc - Class A 1,528,062 539,970
2018-02-13 13G/A EQBK / Equity Bancshares, Inc. 852,317 1,112,818
2018-02-13 13G ESQ / Esquire Financial Holdings, Inc. 533,589
2018-02-13 13G/A EVBN / Evans Bancorp, Inc. 262,404 441,862
2018-02-13 13G FBK / FB Financial Corporation 1,657,998
2018-02-13 13G/A FBMS / The First Bancshares, Inc. 801,386 1,072,804
2018-02-13 13G FBNC / First Bancorp 1,499,517
2018-02-13 13G/A FCCO / First Community Corporation 486,176 629,828
2018-02-13 13G FFWM / First Foundation Inc. 1,852,106
2018-02-13 13G/A FLL / Full House Resorts, Inc. 2,269,299 0
2018-02-13 13G/A ICAD / iCAD, Inc. 1,000,910 0
2018-02-13 13G/A JOF / Japan Smaller Capitalization Fund, Inc. 2,103,572 2,216,115
2018-02-13 13G LION / Lionsgate Studios Corp. 1,651,829
2018-02-13 13G LOB / Live Oak Bancshares, Inc. 1,872,660
2018-02-13 13G MN / Manning & Napier Inc - Class A 1,339,626
2018-02-13 13G/A MNSB / MainStreet Bancshares, Inc. 254,571 528,853
2018-02-13 13G MSLXP / Midsouth Bancorp, Inc. - 4% PRF PERPETUAL USD 100 - Ser C 1,345,218
2018-02-13 13G/A PBIB / Porter Bancorp, Inc. 457,233 400,200
2018-02-13 13G RBNC / Reliant Bancorp Inc 682,796
2018-02-13 13G/A RLOG / Rand Logistics, Inc. 1,613,891 0
2018-02-13 13G/A SAMG / Silvercrest Asset Management Group Inc. 875,033 866,933
2018-02-13 13G/A SANW / S&W Seed Company 1,377,596 0
2018-02-13 13G SBCP / Sunshine Bancorp, Inc. 524,315
2018-02-13 13G/A SFST / Southern First Bancshares, Inc. 475,211 394,077
2018-02-13 13G SLCT / Select Bancorp Inc 799,962
2018-02-13 13G SNBC / Sun Bancorp, Inc. 1,365,183
2018-02-13 13G/A SSB / SouthState Bank Corporation 611,143
2018-02-13 13G/A TBK / Triumph Bancorp Inc 1,270,743 1,831,095
2018-02-13 13G WNEB / Western New England Bancorp, Inc. 2,166,464
2017-08-16 13D/A HCFB / HCSB Financial Corp. 35,968,163 0
2017-07-25 13D/A HCFB / HCSB Financial Corp. 40,000,000 35,968,163
2017-04-17 13G/A EQBK / Equity Bancshares, Inc. 687,317 852,317
2017-04-17 13G/A US6363752063 / National Holdings Corp. 1,255,037 2,320,845
2017-04-17 13G/A FBMS / The First Bancshares, Inc. 576,034 801,386
2017-03-10 13G PBIB / Porter Bancorp, Inc. 457,233
2017-03-10 13G/A US6363752063 / National Holdings Corp. 883,877 1,255,037
2017-02-13 13G MNSB / MainStreet Bancshares, Inc. 254,571
2017-02-13 13G ACBI / Atlantic Capital Bancshares Inc 2,300,647
2017-02-13 13G FBMS / The First Bancshares, Inc. 576,034
2017-02-13 13G TBK / Triumph Bancorp Inc 1,270,743
2017-02-13 13G SFST / Southern First Bancshares, Inc. 475,211
2017-02-13 13G/A SANW / S&W Seed Company 1,129,157 1,377,596
2017-02-13 13G/A SBTB / SBT Bancorp, Inc. 67,200 67,200
2017-02-13 13G/A RLOG / Rand Logistics, Inc. 1,796,091 1,613,891
2017-02-13 13G/A SAMG / Silvercrest Asset Management Group Inc. 875,033
2017-02-13 13G/A US6363752063 / National Holdings Corp. 776,858 883,877
2017-02-13 13G PSTB / Park Sterling Corp. 3,278,754
2017-02-13 13G/A ICAD / iCAD, Inc. 935,037 1,000,910
2017-02-13 13G/A JOF / Japan Smaller Capitalization Fund, Inc. 2,621,348 2,103,572
2017-02-13 13G FCCO / First Community Corporation 486,176
2017-02-13 13G/A FLL / Full House Resorts, Inc. 935,037 2,269,299
2017-02-13 13G FBMS / The First Bancshares, Inc. 576,034
2017-02-13 13G EQBK / Equity Bancshares, Inc. 687,317
2017-02-13 13G EVBN / Evans Bancorp, Inc. 262,404
2017-02-13 13G/A CWST / Casella Waste Systems, Inc. 3,190,757 1,791,427
2017-02-13 13G COWN / Cowen Inc - Class A 1,528,062
2017-02-13 13G/A ASBB / ASB Bancorp, Inc. 276,970 330,293
2017-02-13 13G ACBI / Atlantic Capital Bancshares Inc 2,300,647
2017-02-13 13G/A ACFC / Atlantic Coast Financial Corp. 813,199 1,374,455
2016-04-20 13D HCFB / HCSB Financial Corp. 40,000,000
2016-02-01 13G FLL / Full House Resorts, Inc. 935,037
2016-02-01 13G/A CWST / Casella Waste Systems, Inc. 3,190,757
2016-02-01 13G/A FLL / Full House Resorts, Inc. 935,037 1,887,619
2016-02-01 13G/A JOF / Japan Smaller Capitalization Fund, Inc. 2,621,348
2016-02-01 13G ICAD / iCAD, Inc. 935,037
2016-02-01 13G/A ASBB / ASB Bancorp, Inc. 276,970
2016-02-01 13G/A SANW / S&W Seed Company 1,129,157
2016-02-01 13G/A ACFC / Atlantic Coast Financial Corp. 813,199
2016-02-01 13G SBTB / SBT Bancorp, Inc. 67,200
2016-02-01 13G/A RLOG / Rand Logistics, Inc. 1,796,091
2016-02-01 13G SOCB / Southcoast Financial Corp. 500,474
2016-02-01 13G US6363752063 / National Holdings Corp. 776,858
2015-06-04 13D IEBS / Independence Bancshares, Inc. (SC) 3,062,500
2015-02-05 13G/A NEO / NeoGenomics, Inc. 4,489,636
2015-02-05 13G JAXB / Jacksonville Bancorp, Inc. 196,532
2015-02-05 13G/A JOF / Japan Smaller Capitalization Fund, Inc. 2,583,765
2015-02-05 13G/A FLL / Full House Resorts, Inc. 1,766,953
2015-02-05 13G/A CWST / Casella Waste Systems, Inc. 3,012,481
2015-02-05 13G ACFC / Atlantic Coast Financial Corp. 813,199
2015-02-05 13G/A SANW / S&W Seed Company 1,117,985
2014-11-10 13G/A SANW / S&W Seed Company 1,169,318
2014-07-28 13D BCAR / D. Boral ARC Acquisition I Corp. 44,935,688
2014-02-10 13G/A NEO / NeoGenomics, Inc. 3,895,977
2014-02-10 13G/A RLOG / Rand Logistics, Inc. 1,482,749
2014-02-10 13G CWST / Casella Waste Systems, Inc. 2,624,030
2014-02-10 13G SANW / S&W Seed Company 921,585
2014-02-10 13G/A FLL / Full House Resorts, Inc. 1,514,145
2013-02-14 13G NEO / NeoGenomics, Inc. 4,204,232
2013-02-14 13G RLOG / Rand Logistics, Inc. 1,326,247
2013-02-14 13G NVEC / NVE Corporation 284,413
2013-02-14 13G LABL / Multi-Color Corp. 1,285,117
2013-02-14 13G FLL / Full House Resorts, Inc. 954,466
2012-02-14 13G/A NEO / NeoGenomics, Inc. 4,177,535
2012-02-14 13G RLOG / Rand Logistics, Inc. 1,007,323
2012-02-14 13G/A LABL / Multi-Color Corp. 866,465