Investor PVAM Perlus Microcap Fund, L.P.
13D/G Filings

This page shows a list of all the recent 13D/G filings made by PVAM Perlus Microcap Fund, L.P. . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2021-02-05 13G/A UTI / Universal Technical Institute, Inc. 2,056,198 1,393,481
2021-02-05 13G/A GVP / GSE Systems, Inc. 1,658,819 0
2021-02-05 13G/A TFLC / Deep Down Inc 689,783 0
2020-03-24 13D/A GIFI / Gulf Island Fabrication, Inc. 790,846 659,610
2020-02-14 13G/A DPDW / Deep Down Inc 1,243,183 689,783
2020-02-14 13G/A UTI / Universal Technical Institute, Inc. 2,292,487 2,056,198
2020-02-14 13G/A GVP / GSE Systems, Inc. 1,698,819 1,658,819
2019-02-14 13G/A GVP / GSE Systems, Inc. 1,616,265 1,698,819
2019-02-14 13G/A UTI / Universal Technical Institute, Inc. 1,444,230 2,292,487
2019-02-14 13G/A LMB / Limbach Holdings, Inc. 389,000 0
2018-11-05 13G LMB / Limbach Holdings, Inc. 389,000
2018-04-20 13D GIFI / Gulf Island Fabrication, Inc. 782,350 790,846
2018-03-29 13G GIFI / Gulf Island Fabrication, Inc. 782,350
2018-02-13 13G/A GVP / GSE Systems, Inc. 1,340,129 1,616,265
2018-02-13 13G/A PATI / Patriot Transportation Holding, Inc. 298,265 0
2018-02-13 13G/A UTI / Universal Technical Institute, Inc. 1,242,860 1,444,230
2018-02-13 13G/A KTEC / KraneShares Trust - KraneShares Hang Seng TECH Index ETF 697,859 608,125
2017-11-28 13G USEL / usell.com, Inc. 4,000,000 4,000,000
2017-11-27 13G USEL / usell.com, Inc. 4,000,000
2017-07-13 13G UTI / Universal Technical Institute, Inc. 1,242,860 1,242,860
2017-07-12 13G UTI / Universal Technical Institute, Inc. 1,242,860
2017-02-10 13G/A GENC / Gencor Industries, Inc. 492,887 190,273
2017-02-10 13G/A PATI / Patriot Transportation Holding, Inc. 214,078 298,265
2017-02-10 13G/A KTEC / KraneShares Trust - KraneShares Hang Seng TECH Index ETF 676,004 697,859
2017-02-10 13G/A GVP / GSE Systems, Inc. 986,222 1,340,129
2016-11-17 13G/A ADAT / AuthentiDate Holding Corp. 330,900 280,900
2016-10-27 13G GVP / GSE Systems, Inc. 986,222
2016-10-26 13G GVP / GSE Systems, Inc.
2016-10-20 13G ADAT / AuthentiDate Holding Corp. 330,900
2016-10-19 13G AGHC / Aeon Global Health Corp
2016-10-03 13G/A PIOE / P10 Holdings Inc - New 2,533,549 941,029
2016-07-07 13G/A OESX / Orion Energy Systems, Inc. 1,978,895 0
2016-04-28 13G/A PIOE / P10 Holdings Inc - New 2,233,549 2,533,549
2016-02-29 13G/A KTEC / KraneShares Trust - KraneShares Hang Seng TECH Index ETF 366,917 676,004
2016-01-27 13G/A OBCI / Ocean Bio-Chem, Inc. 486,740 501,440
2016-01-27 13G/A KTEC / KraneShares Trust - KraneShares Hang Seng TECH Index ETF 334,268 366,917
2016-01-27 13G/A PATI / Patriot Transportation Holding, Inc. 169,419 214,078
2016-01-27 13G/A OESX / Orion Energy Systems, Inc. 1,409,232 1,978,895
2016-01-26 13G/A 869380105 / Sutron Corp 1,243,183
2016-01-26 13G/A LUNA / Luna Innovations Incorporated 0
2016-01-26 13G/A DPDW / Deep Down Inc 1,243,183
2016-01-26 13G/A PIOE / P10 Holdings Inc - New 2,233,549
2015-12-23 13G OESX / Orion Energy Systems, Inc. 1,409,232
2015-11-20 13G KTEC / KraneShares Trust - KraneShares Hang Seng TECH Index ETF 334,268
2015-10-08 13G GENC / Gencor Industries, Inc. 492,887
2015-10-01 13G PATI / Patriot Transportation Holding, Inc. 169,419
2015-08-18 13G OBCI / Ocean Bio-Chem, Inc. 486,740
2015-08-06 13G/A 869380105 / Sutron Corp
2015-02-13 13G/A OBCI / Ocean Bio-Chem, Inc. 401,440
2015-02-13 13G/A 869380105 / Sutron Corp 1,404,526
2015-02-13 13G/A PIOE / P10 Holdings Inc - New 1,933,549
2015-02-13 13G/A LUNA / Luna Innovations Incorporated 1,209,157
2014-11-19 13G PIOE / P10 Holdings Inc - New 1,184,756
2014-11-18 13G/A 869380105 / Sutron Corp 847,199
2014-08-05 13G WLDN / Willdan Group, Inc.
2014-04-07 13G LUNA / Luna Innovations Incorporated 1,000,000
2014-02-06 13G OBCI / Ocean Bio-Chem, Inc. 434,795
2014-01-30 13G/A DPDW / Deep Down Inc 1,077,706
2014-01-30 13G/A 869380105 / Sutron Corp 548,099
2013-12-19 13G/A 869380105 / Sutron Corp 545,926
2013-05-30 13G DPDW / Deep Down Inc 1,100,000
2013-03-08 13G/A WLDN / Willdan Group, Inc. 729,600
2013-03-08 13G 869380105 / Sutron Corp 258,749