Investor Piper Jaffray Companies
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Piper Jaffray Companies . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2016-12-28 13G/A VTVT / vTv Therapeutics Inc. 685,995 181,910
2016-02-11 13G VTVT / vTv Therapeutics Inc. 685,995
2015-02-17 13G/A DCP / DCP Midstream LP - Unit 5,783,552
2015-02-17 13G/A BH / Biglari Holdings Inc. 99,851
2015-02-17 13G/A BXLC / Bexil Corporation 77,603
2015-02-17 13G/A ARCX / Investment Managers Series Trust II - Tradr 2x Long ACHR Daily ETF 374,902
2015-02-17 13G/A CEQP / Crestwood Equity Partners LP - Unit 10,266,025
2015-02-17 13G/A HGGGQ / Hhgregg Inc 854,570
2015-02-17 13G/A VULC / Vulcan International Corporation 32,432
2015-02-17 13G/A SCHN / Schnitzer Steel Industries, Inc. - Class A 1,500
2015-02-17 13G/A MCRAA / McRae Industries, Inc. 87,885
2015-02-17 13G/A NFBK / Northfield Bancorp, Inc. (Staten Island, NY) 2,792,061
2015-02-17 13G/A USDP / USD Partners LP - Limited Partnership 1,141,772
2015-02-17 13G/A NAP / Navios Maritime Midstream Partners LP 1,402,470
2015-02-17 13G RYAM / Rayonier Advanced Materials Inc. 2,174,477
2015-02-17 13G/A DKL / Delek Logistics Partners, LP - Limited Partnership 1,647,369
2015-02-17 13G/A ALEX / Alexander & Baldwin, Inc. 2,856,221
2015-02-17 13G/A SXE / Southcross Energy Partners, L.P. 2,424,852
2015-02-17 13G JPEP / JP Energy Partners LP 1,073,165
2015-02-17 13G/A CORE / Core-Mark Hldg Co Inc 667,931
2015-02-17 13G/A MDC / M.D.C. Holdings, Inc. 2,117,060
2015-02-17 13G/A IPI / Intrepid Potash, Inc. 5,420,445
2015-02-17 13G/A LXU / LSB Industries, Inc. 1,787,530
2015-02-17 13G/A DXLG / Destination XL Group, Inc. 3,257,203
2015-02-17 13G/A WIRE / Encore Wire Corporation 1,926,658
2015-02-17 13G/A EVA / Enviva Inc. 2,683,721
2015-02-17 13G CSWC / Capital Southwest Corporation 917,076
2015-02-17 13G/A CVR / Chicago Rivet & Machine Co. 28,255
2015-02-17 13G/A SGC / Superior Group of Companies, Inc. 90,568
2014-12-10 13G NAP / Navios Maritime Midstream Partners LP 1,400,000
2014-11-05 13G/A USDP / USD Partners LP - Limited Partnership 1,030,952
2014-11-05 13G USDP / USD Partners LP - Limited Partnership 10,213,550
2014-03-10 13G/A ARCX / Investment Managers Series Trust II - Tradr 2x Long ACHR Daily ETF 185,363
2014-02-14 13G/A CRZO / Carrizo Oil & Gas, Inc. 1,961,890
2014-02-14 13G/A 247850100 / Deltic Timber Corp. 339,487
2014-02-14 13G/A EPM / Evolution Petroleum Corporation 744,986
2014-02-14 13G/A MTRN / Materion Corporation 126,503
2014-02-14 13G/A EWSC / Invesco Capital Management LLC - Invesco S&P SmallCap 600 Equal Weight ETF 0
2014-02-14 13G/A AAWW / Atlas Air Worldwide Holdings Inc. 0
2014-02-14 13G/A TDCB / Third Century Bancorp 0
2014-02-14 13G/A DCP / DCP Midstream LP - Unit 4,224,285
2014-02-14 13G/A ARII / American Railcar Industries, Inc. 0
2014-02-14 13G/A SUSS / Susser Holdings Corp 2,376,011
2014-02-14 13G/A EVA / Enviva Inc. 3,485,195
2014-02-14 13G/A G67742109 / OneBeacon Insurance Group Ltd. 0
2014-02-14 13G NFBK / Northfield Bancorp, Inc. (Staten Island, NY) 3,374,996
2014-02-14 13G/A ESP / Espey Mfg. & Electronics Corp. 74,482
2014-02-14 13G/A GLT / Glatfelter Corporation 81,460
2014-02-14 13G/A MCS / The Marcus Corporation 304,758
2014-02-14 13G/A MOLX / Molex Inc 0
2014-02-14 13G/A CASY / Casey's General Stores, Inc. 718,632
2014-02-14 13G/A PLXS / Plexus Corp. 0
2014-02-14 13G/A KALU / Kaiser Aluminum Corporation 0
2014-02-14 13G/A MTN / Vail Resorts, Inc. 733,696
2014-02-14 13G/A ANDE / The Andersons, Inc. 16,030
2014-02-14 13G/A WIRE / Encore Wire Corporation 1,905,960
2014-02-14 13G/A US87403A1079 / Tailored Brands, Inc. 0
2014-02-14 13G/A SCHN / Schnitzer Steel Industries, Inc. - Class A 1,954,492
2014-02-14 13G/A SGC / Superior Group of Companies, Inc. 357,504
2014-02-13 13G/A AWX / Avalon Holdings Corporation 375,703
2014-02-13 13G/A BXLC / Bexil Corporation 88,200
2014-02-13 13G/A CORE / Core-Mark Hldg Co Inc 927,466
2014-02-13 13G/A IPI / Intrepid Potash, Inc. 5,249,767
2014-02-13 13G/A ALEX / Alexander & Baldwin, Inc. 2,956,333
2014-02-13 13G/A CVR / Chicago Rivet & Machine Co. 65,700
2014-02-13 13G LXU / LSB Industries, Inc. 1,757,005
2014-02-13 13G/A MCRAA / McRae Industries, Inc. 117,161
2014-02-13 13G/A MDC / M.D.C. Holdings, Inc. 2,530,309
2014-02-13 13G DXLG / Destination XL Group, Inc. 4,094,086
2014-02-13 13G BH / Biglari Holdings Inc. 99,897
2014-02-12 13G CEQP / Crestwood Equity Partners LP - Unit 12,270,254
2014-02-12 13G EVA / Enviva Inc. 3,485,195
2014-02-12 13G/A WMLP / Westmoreland Resource Partners, LP 1,086,921
2014-02-12 13G/A SXE / Southcross Energy Partners, L.P. 1,800,460
2014-02-12 13G/A DKL / Delek Logistics Partners, LP - Limited Partnership 1,370,785
2014-02-11 13G HGGGQ / Hhgregg Inc 3,049,510
2013-12-09 13G ARCX / Investment Managers Series Trust II - Tradr 2x Long ACHR Daily ETF 750,000
2013-08-06 13G DKL / Delek Logistics Partners, LP - Limited Partnership 1,291,135
2013-06-10 13G SUSS / Susser Holdings Corp 2,387,763
2013-05-13 13G SXE / Southcross Energy Partners, L.P. 1,528,605
2013-02-15 13G/A G67742109 / OneBeacon Insurance Group Ltd. 2,036,463
2013-02-15 13G/A OFG / OFG Bancorp 0
2013-02-15 13G/A AAWW / Atlas Air Worldwide Holdings Inc. 1,870,481
2013-02-15 13G MTRN / Materion Corporation 1,230,429
2013-02-15 13G 27,970
2013-02-15 13G/A DCP / DCP Midstream LP - Unit 4,344,219
2013-02-15 13G/A WMLP / Westmoreland Resource Partners, LP 1,198,175
2013-02-15 13G IPI / Intrepid Potash, Inc. 4,058,604
2013-02-15 13G ALEX / Alexander & Baldwin, Inc. 2,827,215
2013-02-15 13G GLT / Glatfelter Corporation 2,711,970
2013-02-15 13G/A CASY / Casey's General Stores, Inc. 2,012,769
2013-02-15 13G MDC / M.D.C. Holdings, Inc. 2,975,878
2013-02-15 13G PLXS / Plexus Corp. 2,235,898
2013-02-15 13G ANDE / The Andersons, Inc. 948,868
2013-02-14 13G/A WMLP / Westmoreland Resource Partners, LP 1,198,175
2013-02-14 13G/A G67742109 / OneBeacon Insurance Group Ltd. 2,036,463
2013-02-14 13G/A OFG / OFG Bancorp 0
2013-02-14 13G/A AWX / Avalon Holdings Corporation 375,703
2013-02-14 13G/A BXLC / Bexil Corporation 88,200
2013-02-14 13G/A CRZO / Carrizo Oil & Gas, Inc. 2,968,590
2013-02-14 13G/A 247850100 / Deltic Timber Corp. 950,659
2013-02-14 13G/A EPM / Evolution Petroleum Corporation 2,013,183
2013-02-14 13G/A TDCB / Third Century Bancorp 72,797
2013-02-14 13G/A CORE / Core-Mark Hldg Co Inc 1,327,977
2013-02-14 13G/A EIHI / Eastern Insurance Holdings, Inc. 247,052
2013-02-14 13G/A ISBC / Investors Bancorp Inc 5,896,007
2013-02-14 13G/A ARII / American Railcar Industries, Inc. 1,553,910
2013-02-14 13G/A SPR / Spirit AeroSystems Holdings, Inc. 1,856,584
2013-02-14 13G/A REN / Resolute Energy Corporation 3,074,766
2013-02-14 13G/A CVR / Chicago Rivet & Machine Co. 65,700
2013-02-14 13G/A ESP / Espey Mfg. & Electronics Corp. 129,482
2013-02-14 13G/A ESGR / Enstar Group Limited 458,729
2013-02-14 13G/A MCS / The Marcus Corporation 2,141,966
2013-02-14 13G/A ALOG / Analogic Corp. 418,895
2013-02-14 13G/A MOLX / Molex Inc 4,320,166
2013-02-14 13G/A / Stage Stores Inc 1,187,052
2013-02-14 13G/A MCRAA / McRae Industries, Inc. 130,161
2013-02-14 13G/A TECD / Tech Data Corp. 663,679
2013-02-14 13G/A KALU / Kaiser Aluminum Corporation 2,126,383
2013-02-14 13G/A MTN / Vail Resorts, Inc. 2,538,302
2013-02-14 13G/A WPT / World Point Terminals LP 50,738
2013-02-14 13G/A WIRE / Encore Wire Corporation 3,058,307
2013-02-14 13G/A 875378101 / Tandy Brands Accessories, Inc. 31,569
2013-02-14 13G/A US87403A1079 / Tailored Brands, Inc. 2,682,871
2013-02-14 13G/A SCHN / Schnitzer Steel Industries, Inc. - Class A 1,927,361
2013-02-14 13G/A BSHI / Boss Holdings, Inc. 65,673
2013-02-14 13G/A ZEUS / Olympic Steel, Inc. 0
2013-02-14 13G/A 04544X300 / Assisted Living Concepts Inc 0
2013-02-14 13G/A SGC / Superior Group of Companies, Inc. 371,829
2013-02-14 13G/A TRN / Trinity Industries, Inc. 3,905,555
2012-09-10 13G/A 04544X300 / Assisted Living Concepts Inc 2,770,074
2012-04-10 13G NQ / NQ Mobile Inc. 14,000
2012-02-15 13G/A CRZO / Carrizo Oil & Gas, Inc. 2,141,617
2012-02-15 13G AMRI / Albany Molecular Research, Inc. 868
2012-02-15 13G UMBF / UMB Financial Corporation 16,490
2012-02-15 13G/A 55277J108 / Mf Global Holdings Ltd. 0
2012-02-15 13G/A SBRA / Sabra Health Care REIT, Inc. 0
2012-02-15 13G 0
2012-02-15 13G/A ESGR / Enstar Group Limited 746,214
2012-02-15 13G/A CASY / Casey's General Stores, Inc. 1,863,519
2012-02-15 13G/A HCSG / Healthcare Services Group, Inc. 3,079,592
2012-02-15 13G/A 0
2012-02-15 13G/A TECD / Tech Data Corp. 2,380,499
2012-02-15 13G/A SUNH / Xuhang Holdings Limited 0
2012-02-14 13G/A EPM / Evolution Petroleum Corporation 1,621,955
2012-02-14 13G/A OFG / OFG Bancorp 2,974,960
2012-02-14 13G AAWW / Atlas Air Worldwide Holdings Inc. 1,535,847
2012-02-14 13G AWX / Avalon Holdings Corporation 375,703
2012-02-14 13G BXLC / Bexil Corporation 88,200
2012-02-14 13G 247850100 / Deltic Timber Corp. 1,080,672
2012-02-14 13G TDCB / Third Century Bancorp 72,797
2012-02-14 13G/A CORE / Core-Mark Hldg Co Inc 1,444,406
2012-02-14 13G/A EIHI / Eastern Insurance Holdings, Inc. 454,877
2012-02-14 13G ISBC / Investors Bancorp Inc 6,515,650
2012-02-14 13G ARII / American Railcar Industries, Inc. 2,127,077
2012-02-14 13G SPR / Spirit AeroSystems Holdings, Inc. 6,115,136
2012-02-14 13G G67742109 / OneBeacon Insurance Group Ltd. 3,303,036
2012-02-14 13G/A REN / Resolute Energy Corporation 4,210,006
2012-02-14 13G/A NQ / NQ Mobile Inc. 636,926
2012-02-14 13G CVR / Chicago Rivet & Machine Co. 65,700
2012-02-14 13G ESP / Espey Mfg. & Electronics Corp. 137,983
2012-02-14 13G MCS / The Marcus Corporation 2,334,799
2012-02-14 13G ALOG / Analogic Corp. 866,153
2012-02-14 13G/A MOLX / Molex Inc 4,733,481
2012-02-14 13G / Stage Stores Inc 2,274,405
2012-02-14 13G MCRAA / McRae Industries, Inc. 130,161
2012-02-14 13G KALU / Kaiser Aluminum Corporation 2,801,696
2012-02-14 13G/A MTN / Vail Resorts, Inc. 2,755,124
2012-02-14 13G WPT / World Point Terminals LP 50,738
2012-02-14 13G/A WIRE / Encore Wire Corporation 3,512,551
2012-02-14 13G 875378101 / Tandy Brands Accessories, Inc. 435,939
2012-02-14 13G/A US87403A1079 / Tailored Brands, Inc. 3,193,675
2012-02-14 13G/A SCHN / Schnitzer Steel Industries, Inc. - Class A 1,503,018
2012-02-14 13G BSHI / Boss Holdings, Inc. 138,150
2012-02-14 13G/A ZEUS / Olympic Steel, Inc. 996,364
2012-02-14 13G/A 04544X300 / Assisted Living Concepts Inc 2,643,487
2012-02-14 13G/A SGC / Superior Group of Companies, Inc. 346,403
2012-02-14 13G/A TRN / Trinity Industries, Inc. 4,294,260