Investor Kennedy Capital Management, Inc.
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Kennedy Capital Management, Inc. . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2023-02-14 13G/A FARM / Farmer Bros. Co. 1,030,211 653,001
2022-02-14 13G/A PINE / Alpine Income Property Trust, Inc. 449,585 503,979
2022-02-14 13G FARM / Farmer Bros. Co. 1,030,211
2022-02-14 13G/A ICMB / Investcorp Credit Management BDC, Inc. 957,230 0
2022-02-14 13G/A FKWL / Franklin Wireless Corp. 661,185 0
2022-02-14 13G/A LCUT / Lifetime Brands, Inc. 1,616,382 933,080
2022-02-14 13G/A LYTS / LSI Industries Inc. 2,251,628 941,795
2022-02-14 13G/A MYFW / First Western Financial, Inc. 523,347 365,765
2022-02-14 13G/A NREF / NexPoint Real Estate Finance, Inc. 324,455 302,357
2022-02-14 13G/A PCYO / Pure Cycle Corporation 1,421,140 668,427
2022-02-14 13G/A SGA / Saga Communications, Inc. 416,565 116,450
2022-02-14 13G/A SREV / ServiceSource International Inc 5,738,567 0
2022-02-14 13G/A STRS / Stratus Properties Inc. 533,178 0
2021-07-09 13G/A FEIM / Frequency Electronics, Inc. 1,136,426 272,452
2021-07-09 13G/A FKWL / Franklin Wireless Corp. 1,270,826 661,185
2021-02-16 13G/A / Clarus Corp 595,787
2021-02-16 13G/A PPSI / Pioneer Power Solutions, Inc. 839,409 0
2021-02-16 13G/A PINE / Alpine Income Property Trust, Inc. 456,048 449,585
2021-02-16 13G/A NAOV / NanoVibronix, Inc. 320,682 0
2021-02-16 13G/A STRS / Stratus Properties Inc. 446,166 533,178
2021-02-16 13G/A SGA / Saga Communications, Inc. 416,565
2021-02-16 13G/A PMD / Psychemedics Corporation 377,832 0
2021-02-16 13G/A PBPB / Potbelly Corporation 1,295,022 0
2021-02-16 13G/A LYTS / LSI Industries Inc. 1,618,013 2,251,628
2021-02-16 13G/A LCUT / Lifetime Brands, Inc. 1,686,821 1,616,382
2021-02-16 13G/A LARK / Landmark Bancorp, Inc. 226,610 0
2021-02-16 13G/A FKWL / Franklin Wireless Corp. 1,206,074 1,270,826
2021-02-16 13G/A FEIM / Frequency Electronics, Inc. 1,100,213 1,136,426
2021-02-16 13G/A CSS / CSS Industries, Inc. 873,881 0
2021-02-16 13G/A / Clarus Corp 1,581,563 595,787
2021-02-16 13G/A AVNW / Aviat Networks, Inc. 528,238 130,923
2021-02-16 13G SREV / ServiceSource International Inc 5,738,567
2021-02-16 13G PCYO / Pure Cycle Corporation 1,421,140
2021-02-16 13G NREF / NexPoint Real Estate Finance, Inc. 324,455
2021-02-16 13G MYFW / First Western Financial, Inc. 523,347
2021-02-16 13G ICMB / Investcorp Credit Management BDC, Inc. 957,230
2020-12-10 13G/A FEIM / Frequency Electronics, Inc. 851,646 1,100,213
2020-10-08 13G/A FKWL / Franklin Wireless Corp. 1,050,202 1,206,074
2020-02-14 13G/A NAOV / NanoVibronix, Inc. 317,775 320,682
2020-02-14 13G/A PPSI / Pioneer Power Solutions, Inc. 690,362 839,409
2020-02-14 13G PINE / Alpine Income Property Trust, Inc. 456,048
2020-02-14 13G FLL / Full House Resorts, Inc. 1,972,138
2020-02-14 13G LARK / Landmark Bancorp, Inc. 226,610
2020-02-14 13G LCUT / Lifetime Brands, Inc. 1,686,821
2020-02-14 13G LYTS / LSI Industries Inc. 1,618,013
2020-02-14 13G PBPB / Potbelly Corporation 1,295,022
2020-02-14 13G STRS / Stratus Properties Inc. 446,166
2020-02-14 13G/A ALOT / AstroNova, Inc. 478,888 0
2020-02-14 13G/A AVNW / Aviat Networks, Inc. 523,791 528,238
2020-02-14 13G/A / Clarus Corp 2,096,157 1,581,563
2020-02-14 13G/A CSS / CSS Industries, Inc. 634,310 873,881
2020-02-14 13G/A FEIM / Frequency Electronics, Inc. 839,173 851,646
2020-02-14 13G/A FKWL / Franklin Wireless Corp. 1,047,449 1,050,202
2020-02-14 13G/A IVC / Invacare Corp. 2,172,579 205,543
2020-02-14 13G/A PMD / Psychemedics Corporation 249,476 377,832
2019-02-12 13G/A MGCD / MGC Diagnostics Corp. 229,782 0
2019-02-12 13G ALOT / AstroNova, Inc. 478,888
2019-02-12 13G IVC / Invacare Corp. 2,172,579
2019-02-12 13G/A FKWL / Franklin Wireless Corp. 1,022,109 1,047,449
2019-02-12 13G/A FEIM / Frequency Electronics, Inc. 602,076 839,173
2019-02-12 13G CSS / CSS Industries, Inc. 634,310
2019-02-12 13G/A / Clarus Corp 1,876,610 2,096,157
2019-02-12 13G/A PPSI / Pioneer Power Solutions, Inc. 488,077 690,362
2019-02-12 13G AVNW / Aviat Networks, Inc. 523,791
2019-02-12 13G/A NAOV / NanoVibronix, Inc. 212,266 317,775
2018-02-13 13G/A FKWL / Franklin Wireless Corp. 767,224 1,022,109
2018-02-13 13G FEIM / Frequency Electronics, Inc. 602,076
2018-02-13 13G / Clarus Corp 1,876,610
2018-02-13 13G MGCD / MGC Diagnostics Corp. 229,782
2018-02-13 13G NAOV / NanoVibronix, Inc. 212,266
2018-02-13 13G PPSI / Pioneer Power Solutions, Inc. 488,077
2017-02-14 13G/A SSRG / Symmetry Surgical Inc. 0
2017-02-13 13G/A / Clarus Corp 1,772,435 1,413,211
2017-02-13 13G/A SSRG / Symmetry Surgical Inc. 633,544 0
2017-02-13 13G/A GREE / Greenidge Generation Holdings Inc. 3,050,279 2,700,495
2017-02-13 13G FKWL / Franklin Wireless Corp. 767,224
2017-02-13 13G/A / Clarus Corp 1,772,435 1,413,211
2016-02-12 13G/A APTS / Preferred Apartment Communities Inc - Class A 0
2016-02-12 13G/A PMD / Psychemedics Corporation 249,476
2016-02-12 13G GREE / Greenidge Generation Holdings Inc. 3,050,279
2016-02-12 13G SSRG / Symmetry Surgical Inc. 633,544
2016-02-12 13G / Clarus Corp 1,772,435
2016-02-12 13G/A CMT / Core Molding Technologies, Inc. 195,672
2015-02-13 13G/A PMD / Psychemedics Corporation 291,463
2015-02-13 13G/A HKFI / Hancock Fabrics, Inc. 0
2015-02-13 13G APTS / Preferred Apartment Communities Inc - Class A 1,042,983
2015-02-13 13G CMT / Core Molding Technologies, Inc. 393,966
2014-02-11 13G/A ANEN / Anaren Inc 440,887
2014-02-11 13G/A IRIX / IRIDEX Corporation 0
2014-02-11 13G/A 359,613
2014-02-11 13G/A HKFI / Hancock Fabrics, Inc. 1,145,525
2014-02-11 13G PMD / Psychemedics Corporation 269,000
2013-02-14 13G/A ANEN / Anaren Inc 746,595
2013-02-14 13G/A IRIX / IRIDEX Corporation 674,667
2013-02-14 13G/A EVOL / Symbolic Logic, Inc. 434,908
2013-02-14 13G/A 0
2013-02-14 13G/A HKFI / Hancock Fabrics, Inc. 1,046,559
2013-02-14 13G/A DTRM / Determine, Inc. 122,036
2013-02-14 13G/A DRCO / Dynamics Research Corp 0
2013-02-14 13G 690,784
2013-02-14 13G/A RCKY / Rocky Brands, Inc. 333,747
2012-02-14 13G/A IRIX / IRIDEX Corporation 764,274
2012-02-14 13G/A DTRM / Determine, Inc. 229,873
2012-02-14 13G/A EVOL / Symbolic Logic, Inc. 657,966
2012-02-14 13G/A HKFI / Hancock Fabrics, Inc. 1,612,502
2012-02-14 13G/A DRCO / Dynamics Research Corp 528,812
2012-02-14 13G/A OPLK / Oplink Communications Inc 727,404
2012-02-14 13G/A GMXR / 1,091,808
2012-02-14 13G/A 848,343
2012-02-14 13G RCKY / Rocky Brands, Inc. 398,585