Investor Hudson Bay Capital Management LP
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Hudson Bay Capital Management LP . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2025-08-08 13G UYSC / UY Scuti Acquisition Corp. 450,000
2025-08-08 13G TVA / Texas Ventures Acquisition III Corp 1,400,000
2025-08-08 13G SWTX / SpringWorks Therapeutics, Inc. 3,936,857
2025-08-08 13G RAC / Rithm Acquisition Corp. 1,925,000
2025-08-08 13G OTRK / Ontrak, Inc. 812,637
2025-08-08 13G JACS / Jackson Acquisition Company II 1,338,300
2025-08-08 13G FACT / FACT II Acquisition Corp 1,000,000
2025-08-08 13G/A GSRT / GSR III Acquisition Corp. 1,500,000 130,775
2025-08-08 13G/A ALDF / Aldel Financial II Inc. 1,450,000 1,450,000
2025-08-07 13G/A MNK / Mallinckrodt PLC 1,473,584 2,481,694
2025-08-07 13G/A AIMTF / Aimfinity Investment Corp. I - Debt/Equity Composite Units 189,500 0
2025-08-07 13G/A BFAC / Battery Future Acquisition Corp. 350,000 0
2025-08-07 13G/A GDST / Goldenstone Acquisition Limited 322,651 0
2025-08-07 13G/A HUDI / Huadi International Group Co., Ltd. 1,250,000 0
2025-05-14 13G HWH / HWH International Inc. 357,400
2025-05-14 13G/A PBM / Psyence Biomedical Ltd. 380,000 237,768
2025-05-14 13G/A FTII / FutureTech II Acquisition Corp. 200,000 199,296
2025-05-14 13G/A FLG / Flagstar Financial, Inc. 41,416,544 34,689,439
2025-05-14 13G EGRVF / Evergreen Corporation 201,161 201,161
2025-05-14 13G DMAA / Drugs Made In America Acquisition Corp. 1,800,000
2025-05-14 13G ALDF / Aldel Financial II Inc. 1,450,000
2025-04-04 13G QETA / Quetta Acquisition Corporation 518,156
2025-02-10 13G/A PBM / Psyence Biomedical Ltd. 380,000
2025-02-10 13G/A GSRT / GSR III Acquisition Corp. 1,500,000
2025-02-10 13G/A DTSQ / DT Cloud Star Acquisition Corporation 546,000
2025-02-10 13G/A BACQ / Bleichroeder Acquisition Corp. I 1,500,000
2025-02-10 13G/A APVO / Aptevo Therapeutics Inc. 935,552 76,598
2025-02-10 13G/A IGTA / Inception Growth Acquisition Limited 372,922 0
2025-02-10 13G WLAC / Willow Lane Acquisition Corp. 750,000
2025-02-10 13G PBM / Psyence Biomedical Ltd. 380,000
2025-02-10 13G GSRT / GSR III Acquisition Corp. 1,500,000
2025-02-10 13G DTSQ / DT Cloud Star Acquisition Corporation 546,000
2025-02-10 13G/A APVO / Aptevo Therapeutics Inc. 935,552 76,598
2025-02-10 13G BACQ / Bleichroeder Acquisition Corp. I 1,500,000
2024-11-12 13G/A CNX / CNX Resources Corporation 8,434,577 0
2024-11-08 13G/A ZPTA / Zapata Computing Holdings Inc. 0
2024-11-08 13G/A VMCAF / Valuence Merger Corp. I 473,750 0
2024-11-08 13G/A SOS / SOS Limited - Depositary Receipt (Common Stock) 5,975,000 5,975,500
2024-11-08 13G/A NBY / NovaBay Pharmaceuticals, Inc. 718,678 0
2024-11-08 13G/A NNMX / Nanomix Corporation 4,267,304 2,573,348
2024-11-08 13G/A OCTO / Eightco Holdings Inc. 481,210 0
2024-11-08 13G/A PEGY / Pineapple Energy Inc. 1,132,269 0
2024-11-08 13G/A LKCOF / Luokung Technology Corp. 1,662,790 107,776
2024-11-08 13G/A LBUY / Leafbuyer Technologies, Inc. 11,035,345 0
2024-11-08 13G/A IMPP / Imperial Petroleum Inc. 1,896,483 633,333
2024-11-08 13G/A ICNB / Iconic Brands, Inc. 6,138,484 37,000
2024-11-08 13G/A HSDT / Helius Medical Technologies, Inc. 60,422 60,422
2024-11-08 13G/A GNLN / Greenlane Holdings, Inc. 294,806 251
2024-11-08 13G/A GLBS / Globus Maritime Limited 2,284,381 1,080,998
2024-11-08 13G/A GMFI / Aetherium Acquisition Corp. 284,250 150,000
2024-11-08 13G FLG / Flagstar Financial, Inc. 41,416,544
2024-11-08 13G/A GHSI / Guardion Health Sciences, Inc. 141,535 0
2024-11-08 13G GDST / Goldenstone Acquisition Limited 372,651 322,651
2024-11-08 13G FTII / FutureTech II Acquisition Corp. 200,000
2024-11-08 13G CNX / CNX Resources Corporation 8,434,577
2024-11-08 13G CNGL / Canna-Global Acquisition Corp 121,800
2024-11-08 13G BFAC / Battery Future Acquisition Corp. 350,000
2024-11-08 13G APVO / Aptevo Therapeutics Inc. 935,552
2024-11-08 13G / Aimfinity Investment Corp I 189,500 189,500
2024-11-06 13G/A FEXD / Fintech Ecosystem Development Corp. 265,000 0
2024-11-06 13G/A EGRVF / Evergreen Corporation 416,900 201,161
2024-11-06 13G/A DPCS / DP Cap Acquisition Corp I 400,000 0
2024-11-06 13G/A CTOR / Citius Oncology, Inc. 0
2024-11-06 13G/A CNTX / Context Therapeutics Inc. 1,000,000 1,000,000
2024-11-06 13G/A CDAQF / Compass Digital Acquisition Corp. 309,025 0
2024-11-06 13G/A BRAC / Broad Capital Acquisition Corp. 478,657 0
2024-11-06 13G/A BPTH / Bio-Path Holdings, Inc. 709,616 35,000
2024-11-06 13G/A AIHS / Senmiao Technology Limited 533,576 533,576
2024-10-21 13G/A 2,227,781
2024-09-09 13D RADCQ / Rite Aid Corporation 86,211
2024-02-06 13G WNNR / Andretti Acquisition Corp. 646,078
2024-02-06 13G VMCAF / Valuence Merger Corp. I 473,750
2024-02-06 13G/A ZURA / Zura Bio Limited 373,825
2024-02-06 13G/A WTMA / Welsbach Technology Metals Acquisition Corp. 750,000 0
2024-02-06 13G/A TIOG / Tingo Group, Inc. 7,570,510 2,339,798
2024-02-06 13G/A WISA / Datavault AI Inc. 7,377,500 2,374
2024-02-06 13G/A TGVC / TG Venture Acquisition Corp. 600,000 0
2024-02-06 13G/A SYTA / Siyata Mobile Inc. 1,243
2024-02-06 13G/A SOS / SOS Limited - Depositary Receipt (Common Stock) 298,750,000 5,975,000
2024-02-06 13G/A US02083L1098 / Alpine Acquisition Corp. 990,000 0
2024-02-06 13G/A RELI / Reliance Global Group, Inc. 0
2024-02-06 13G/A QOMO / Qomolangma Acquisition Corp. 495,000 0
2024-02-06 13G/A QFTA / Quantum FinTech Acquisition Corporation 1,584,024 0
2024-02-06 13G/A PSQH / PSQ Holdings, Inc. 0
2024-02-06 13G/A PEGY / Pineapple Energy Inc. 1,045,013 1,132,269
2024-02-06 13G/A OCTO / Eightco Holdings Inc. 481,210
2024-02-06 13G/A NVOS / Novo Integrated Sciences, Inc. 14,700
2024-02-06 13G/A NNMX / Nanomix Corporation 5,380,518 4,267,304
2024-02-06 13G/A NBY / NovaBay Pharmaceuticals, Inc. 225,909 718,678
2024-02-06 13G/A MNK / Mallinckrodt PLC 1,053,568 1,473,584
2024-02-05 13G/A MCAF / CH Auto Inc. 250,000 0
2024-02-05 13G/A LUNR / Intuitive Machines, Inc. 0
2024-02-05 13G/A LIBY / Liberty Resources Acquisition Corp. 891,356 0
2024-02-05 13G/A LBUY / Leafbuyer Technologies, Inc. 10,527,526 11,035,345
2024-02-05 13G/A LBBB / Lakeshore Acquisition II Corp. 595,000 0
2024-02-05 13G LKCO / Luokung Technology Corp. 1,662,790
2024-02-05 13G IMPP / Imperial Petroleum Inc. 1,896,483
2024-02-05 13G FEXD / Fintech Ecosystem Development Corp. 265,000
2024-02-05 13G IGTA / Inception Growth Acquisition Limited 372,922
2024-02-05 13G/A ICCT / iCoreConnect Inc. 106,300
2024-02-05 13G/A HSDT / Helius Medical Technologies, Inc. 60,422
2024-02-05 13G/A TBCH / Turtle Beach Corporation 916,165 44,265
2024-02-05 13G/A GNLN / Greenlane Holdings, Inc. 1,753,994 294,806
2024-02-05 13G/A GMFI / Aetherium Acquisition Corp. 780,000 284,250
2024-02-05 13G/A GHSI / Guardion Health Sciences, Inc. 6,651,000 141,535
2024-02-05 13G/A US37187C1009 / Genesis Unicorn Capital Corp. 625,000 0
2024-02-05 13G/A GDST / Goldenstone Acquisition Limited 655,000 372,651
2024-02-05 13G/A EGRVF / Evergreen Corporation 416,900
2024-02-05 13G/A ENVB / Enveric Biosciences, Inc. 110,357 110,357
2024-02-05 13G/A DUET / DUET Acquisition Corp. 500,000 0
2024-02-02 13G DPCS / DP Cap Acquisition Corp I 400,000
2024-02-02 13G CDAQF / Compass Digital Acquisition Corp. 309,025
2024-02-02 13G BPTH / Bio-Path Holdings, Inc. 709,616
2024-02-02 13G/A DISA / Disruptive Acquisition Corporation I 2,025,615 0
2024-02-02 13G/A DECA / Denali Capital Acquisition Corp. 500,000 0
2024-02-02 13G/A CLRCF / ClimateRock 650,000 0
2024-02-02 13G/A CDT / CDT Equity Inc. 73,078
2024-02-02 13G/A BWAQ / Blue World Acquisition Corporation 875,000 197,575
2024-02-02 13G/A BTM / Bitcoin Depot Inc. 0
2024-02-02 13G/A BRAC / Broad Capital Acquisition Corp. 900,000 478,657
2024-02-02 13G/A BBIG / Vinco Ventures, Inc. 1,381,727
2024-02-02 13G/A AWIN / AERWINS Technologies Inc. 0
2024-02-02 13G/A ATAK / Aurora Technology Acquisition Corp. 1,995,000 0
2024-02-02 13G/A ASCB / A SPAC II Acquisition Corp. 1,500,000 0
2024-02-02 13G/A AQU / Aquaron Acquisition Corp. 450,000 0
2024-02-02 13G/A APM / Aptorum Group Limited 923,077 92,038
2024-02-02 13G/A AIMTF / Aimfinity Investment Corp. I - Debt/Equity Composite Units 700,000 189,500
2024-02-02 13G/A AIBAF / AIB Acquisition Corporation 650,000 0
2024-02-02 13G/A AFAR / Aura FAT Projects Acquisition Corp 0
2024-02-02 13G/A AENT / Alliance Entertainment Holding Corporation 0
2024-02-02 13G/A ADD / Color Star Technology Co., Ltd. 490,038
2023-10-10 13G/A CLDI / Calidi Biotherapeutics, Inc. 500,000 0
2023-10-10 13G/A TRCA / Twin Ridge Capital Acquisition Corp - Class A 850,607 0
2023-07-07 13G/A MCAF / CH Auto Inc. 682,952 250,000
2023-06-08 13G/A US02115M1099 / Alset Capital Acquisition Corp. 922,596 0
2023-05-09 13G/A GRCY / Greencity Acquisition Corp 325,000 0
2023-04-05 13G TRCA / Twin Ridge Capital Acquisition Corp - Class A 850,607
2023-02-13 13G/A SKYH / Sky Harbour Group Corporation 0
2023-02-13 13G/A SCLX / Scilex Holding Company 0
2023-02-13 13G/A US45791E1073 / INSPIRATO INC 0
2023-02-13 13G/A SMR / NuScale Power Corporation 0
2023-02-13 13G/A SOS / SOS Limited - Depositary Receipt (Common Stock) 259,762,498 298,750,000
2023-02-13 13G/A TLRY / Tilray Brands, Inc. 68,275,295 14,006,029
2023-02-10 13G QOMO / Qomolangma Acquisition Corp. 495,000
2023-02-10 13G/A SGLY / Singularity Future Technology Ltd. 1,011,666 3,000
2023-02-10 13G WTMA / Welsbach Technology Metals Acquisition Corp. 750,000
2023-02-10 13G WISA / Datavault AI Inc. 237,500 7,377,500
2023-02-10 13G TYDE / Cryptyde Inc 3,516,098
2023-02-10 13G TLRY / Tilray Brands, Inc. 68,275,295
2023-02-10 13G TENK / TenX Keane Acquisition 500,000
2023-02-10 13G/A US83548R2040 / Sonnet BioTherapeutics Holdings, Inc. 242,856
2023-02-10 13G SYTA / Siyata Mobile Inc. 260,500
2023-02-10 13G/A US83548R2040 / Sonnet BioTherapeutics Holdings, Inc. 242,856
2023-02-10 13G/A RELI / Reliance Global Group, Inc. 1,364,211 2,001,048
2023-02-10 13G QFTA / Quantum FinTech Acquisition Corporation 1,584,024
2023-02-10 13G US74168P1075 / Prime Number Acquisition I Corp., Class A 548,432
2023-02-10 13G/A RAM / Aries I Acquisition Corp 0
2023-02-10 13G/A US69291C1062 / PHP Ventures Acquisition Corp. 450,000 0
2023-02-10 13G/A US7324501011 / Pono Capital Corp. 775,000 1,024,996
2023-02-10 13G/A PEGY / Pineapple Energy Inc. 1,045,013
2023-02-10 13G/A JTAI / Jet.AI Inc. 0
2023-02-10 13G/A OTAC / OceanTech Acquisitions I Corp. 990,000 0
2023-02-10 13G/A NVOS / Novo Integrated Sciences, Inc. 3,179,257 3,628,199
2023-02-10 13G/A NNMX / Nanomix Corporation 5,380,518
2023-02-10 13G/A NOVV / Real Messenger Corporation 480,000 0
2023-02-10 13G/A SHFS / SHF Holdings, Inc. 550,000
2023-02-10 13G/A NBY / NovaBay Pharmaceuticals, Inc. 225,909
2023-02-10 13G MURF / Murphy Canyon Acquisition Corp - Class A 934,112
2023-02-09 13G/A GWAV / Greenwave Technology Solutions, Inc. 575,750
2023-02-09 13G MNK / Mallinckrodt PLC 1,053,568
2023-02-09 13G/A US60436Q1004 / Minority Equality Opportunities Acquisition, Inc. 1,000,000 0
2023-02-09 13G/A MCAE / Mountain Crest Acquisition Corp III 450,000 0
2023-02-09 13G/A ZVSA / ZyVersa Therapeutics, Inc. 0
2023-02-09 13G/A LBUY / Leafbuyer Technologies, Inc. 10,113,522 10,527,526
2023-02-09 13G/A LUNR / Intuitive Machines, Inc. 3,100,000
2023-02-09 13G/A INPX / Inpixon 131,832
2023-02-09 13G/A ICU / SeaStar Medical Holding Corporation 624,005
2023-02-09 13G/A ICNB / Iconic Brands, Inc. 5,454,112 6,138,484
2023-02-09 13G LIBY / Liberty Resources Acquisition Corp. 891,356
2023-02-09 13G LBBB / Lakeshore Acquisition II Corp. 595,000
2023-02-09 13G INKA / Near Intelligence Inc - Class A 816,201
2023-02-08 13G/A HMNY / Helios and Matheson Analytics Inc. 166,853,282 0
2023-02-08 13G/A HEXO / HEXO Corp 34,560,302 298,818
2023-02-08 13G/A GLBS / Globus Maritime Limited 2,283,475 2,284,381
2023-02-08 13G/A 35166L109 / FoxWayne Enterprises Acquisition Corp. 350,047 0
2023-02-08 13G IBER / Ibere Pharmaceuticals - Class A 716,613
2023-02-08 13G HSDT / Helius Medical Technologies, Inc. 3,021,088
2023-02-08 13G TBCH / Turtle Beach Corporation 916,165
2023-02-08 13G US36263W1053 / GSR II Meteora Acquisition Corp. 1,749,984
2023-02-08 13G GNLN / Greenlane Holdings, Inc. 1,753,994
2023-02-08 13G GMFI / Aetherium Acquisition Corp. 780,000
2023-02-08 13G GHSI / Guardion Health Sciences, Inc. 6,651,000
2023-02-08 13G US37187C1009 / Genesis Unicorn Capital Corp. 625,000
2023-02-08 13G GDST / Goldenstone Acquisition Limited 655,000
2023-02-08 13G FGMC / FG Merger II Corp. 600,000
2023-02-08 13G EVGR / Evergreen Corporation 990,000
2023-02-07 13G/A EUDA / EUDA Health Holdings Limited 1,085,130
2023-02-07 13G/A 28139A102 / EdtechX Holdings Acquisition Corp. II 693,788 0
2023-02-07 13G/A DUNE / Dune Acquisition Corporation 882,015 0
2023-02-07 13G/A DKDCA / Data Knights Acquisition Corp - Class A 949,974 0
2023-02-07 13G/A CLOE / Clover Leaf Capital Corp. 1,245,000 0
2023-02-07 13G/A CLBR / Colombier Acquisition Corp. II 1,545,775 1,690,773
2023-02-07 13G/A BRTX / BioRestorative Therapies, Inc. 200,000 0
2023-02-07 13G/A BRLI / Brilliant Acquisition Corporation 395,450 0
2023-02-07 13G/A BRZH / Breeze Holdings Acquisition Corp. 861,240 0
2023-02-07 13G ENVB / Enveric Biosciences, Inc. 110,357
2023-02-07 13G DUET / DUET Acquisition Corp. 500,000
2023-02-07 13G DECA / Denali Capital Acquisition Corp. 500,000
2023-02-07 13G BWAQ / Blue World Acquisition Corporation 875,000
2023-02-07 13G CLRC / ClimateRock 650,000
2023-02-07 13G BRAC / Broad Capital Acquisition Corp. 900,000
2023-02-06 13G/A JATT / JATT Acquisition Corp - Class A 1,188,000 1,306,750
2023-02-06 13G/A COEP / Coeptis Therapeutics Holdings, Inc. 0
2023-02-06 13G/A BBIG / Vinco Ventures, Inc. 15,132,956 21,991,923
2023-02-06 13G/A US0303822045 / AMERICAN VIRTUAL CLOUD TECHNOLOGIES INC 0
2023-02-06 13G/A US00809L1061 / Aesther Healthcare Acquisition Corp., Class A 600,000 528,000
2023-02-06 13G/A ADRA / Alliance Entertainment Holding Corporation - Class A 750,000 952,370
2023-02-06 13G HUDI / Huadi International Group Co., Ltd. 1,250,000
2023-02-06 13G ATAK / Aurora Technology Acquisition Corp. 1,995,000
2023-02-06 13G ASCB / A SPAC II Acquisition Corp. 1,500,000
2023-02-06 13G AQU / Aquaron Acquisition Corp. 450,000
2023-02-06 13G / Aimfinity Investment Corp I 700,000
2023-02-06 13G AIHS / Senmiao Technology Limited 533,576
2023-02-06 13G AIBAF / AIB Acquisition Corporation 650,000
2023-02-06 13G KYG063621182 / Aura FAT Projects Acquisition Corp. 989,333
2023-02-06 13G ADD / Color Star Technology Co., Ltd. 490,038
2023-01-25 13G BIOT / Biotech Acquisition Co - Class A 1,261,609
2023-01-25 13G/A ADOC / Edoc Acquisition Corp. 500,000 50,000
2023-01-25 13G/A ACBA / Ace Global Business Acquisition Limited 310,000 0
2023-01-10 13G/A VGG6246M1059 / MODEL PERFORMANCE ACQUISITION CORP 403,264 0
2023-01-10 13G/A MCAF / CH Auto Inc. 495,000 682,952
2022-12-09 13G US02115M1099 / Alset Capital Acquisition Corp. 922,596
2022-11-29 13G VGG6246M1059 / MODEL PERFORMANCE ACQUISITION CORP 403,264
2022-11-08 13G/A GRCY / Greencity Acquisition Corp 325,000 325,000
2022-11-08 13G CLDI / Calidi Biotherapeutics, Inc. 500,000
2022-03-03 13G/A STAR / iStar Inc 6,730,141 0
2022-03-03 13G/A US05552Q2021 / BIMI INTERNATIONAL MEDICAL INC 1,950,000 1,920,509
2022-02-08 13G ICNB / Iconic Brands, Inc. 5,454,112
2022-02-08 13G/A NUWE / Nuwellis, Inc. 0
2022-02-08 13G/A MIMO / Airspan Networks Holdings Inc. 1,000,000 0
2022-02-08 13G/A PLBY / Playboy, Inc. 672,984 0
2022-02-08 13G/A BNTC / Benitec Biopharma Inc. 0
2022-02-08 13G/A CRXT / Clarus Therapeutics Holdings Inc 0
2022-02-08 13G NVOS / Novo Integrated Sciences, Inc. 3,179,257
2022-02-08 13G/A EVTV / Envirotech Vehicles, Inc. 0
2022-02-08 13G/A ENCR / Ener-Core, Inc. 288,888 0
2022-02-08 13G/A ESSC / East Stone Acquisition Corp 1,651,900 0
2022-02-08 13G TGVC / TG Venture Acquisition Corp. 600,000
2022-02-08 13G US8486511053 / SPK Acquisition Corp. 414,475
2022-02-08 13G RICO / Agrico Acquisition Corp - Class A 1,196,630
2022-02-08 13G US02083L1098 / Alpine Acquisition Corp. 990,000
2022-02-08 13G RAM / Aries I Acquisition Corp 953,777
2022-02-08 13G NVOS / Novo Integrated Sciences, Inc. 3,179,257
2022-02-08 13G NOVV / Real Messenger Corporation 480,000
2022-02-08 13G MCAF / CH Auto Inc. 495,000
2022-02-08 13G 502015100 / LMF Acquisition Opportunities, Inc., Class A 750,000
2022-02-08 13G JATT / JATT Acquisition Corp - Class A 1,188,000
2022-02-08 13G HEXO / HEXO Corp 34,560,302
2022-02-08 13G GGGV / G3 VRM Acquisition Corp - Class A 974,596
2022-02-08 13G / Clover Leaf Capital Corp. 1,245,000
2022-02-08 13G CLBR / Colombier Acquisition Corp. II 1,545,775
2022-02-08 13G BRLIR / Brilliant Acquisition Corp - Tradeable Rights - July 2020 395,450
2022-02-08 13G AVCT / American Virtual Cloud Technologies Inc 9,661,377
2022-02-07 13G/A GNRSU / Greenrose Holding Company (The) - Units (1 Ord Share & 1 War) 1,535,125 0
2022-02-07 13G/A STAR / iStar Inc 5,412,688 6,730,141
2022-02-07 13G SINO / Sino-Global Shipping America Ltd 1,011,666
2022-02-07 13G BTHE / Boston Therapeutics Inc 101,766,208
2022-02-07 13G MCAE / Mountain Crest Acquisition Corp III 450,000
2022-02-07 13G MKD / Molecular Data Inc - ADR 54,756,847
2022-02-07 13G LUNR / Intuitive Machines, Inc. 2,900,000
2022-02-07 13G TVAC / Thayer Ventures Acquisition Corp - Class A 1,371,600
2022-02-07 13G SOS / SOS Limited - Depositary Receipt (Common Stock) 259,762,498
2022-02-07 13G US7324501011 / Pono Capital Corp. 775,000
2022-02-07 13G / OceanTech Acquisitions I Corp. 990,000
2022-02-07 13G DISA / Disruptive Acquisition Corporation I 2,025,615
2022-02-07 13G DKDCA / Data Knights Acquisition Corp - Class A 949,974
2022-02-07 13G APM / Aptorum Group Limited 923,077 923,077
2022-02-07 13G US00809L1061 / Aesther Healthcare Acquisition Corp., Class A 600,000
2022-02-04 13G/A TENX / Tenax Therapeutics, Inc. 777,202 777,202
2022-02-04 13G/A SYN / Synthetic Biologics Inc 2,219,019 2,608,696
2022-02-04 13G/A PTIX / Protagenic Therapeutics, Inc. 1,092,973 0
2022-02-04 13G/A US2214132068 / COSMOS HOLDINGS INC 1,009,595 858,428
2022-02-04 13G/A PRSO / Peraso Inc. 0
2022-02-04 13G/A VIVE / Viveve Medical, Inc. 240,989 258,064
2022-02-04 13G/A PSTV / Plus Therapeutics, Inc. 530,474 550,000
2022-02-04 13G/A LMFA / LM Funding America, Inc. 1,175,000 180,000
2022-02-04 13G/A US42309B2043 / GREENVISION ACQUISITION CORP 0
2022-02-04 13G/A CYCC / Bio Green Med Solution, Inc. 412,500 412,500
2022-02-04 13G/A CANF / Can-Fite BioPharma Ltd. - Depositary Receipt (Common Stock) 24,384,150 24,384,150
2022-02-04 13G/A RKDA / Arcadia Biosciences, Inc. 890,049 890,049
2022-02-04 13G/A YTEN / Yield10 Bioscience, Inc. 237,500 10,000
2022-02-04 13G/A TMBR / Timber Pharmaceuticals Inc 1,335,447 2,574,834
2022-02-04 13G/A WISA / Datavault AI Inc. 650,000 237,500
2022-02-04 13G/A SRAX / SRAX, Inc. 1,331,528 909,088
2022-02-04 13G/A RCON / Recon Technology, Ltd. 442,223 475,000
2022-02-04 13G/A INM / InMed Pharmaceuticals Inc. 444,444 559,944
2022-02-04 13G/A CCAC / CITIC Capital Acquisition Corp - Class A 2,031,555 266,667
2022-02-04 13G/A CTRM / Castor Maritime Inc. 14,562,955 3,400,000
2022-02-04 13G/A BREZ / Breeze Holdings Acquisition Corp. 800,000 861,240
2022-02-04 13G/A ARTL / Artelo Biosciences, Inc. 920,000 0
2022-02-04 13G/A REVB / Revelation Biosciences, Inc. 693,000 0
2022-02-04 13G NBY / NovaBay Pharmaceuticals, Inc. 4,971,292
2022-02-03 13G US51724W2061 / Larkspur Health Acquisition Corp. 700,000
2022-02-03 13G SV / Spring Valley Acquisition Corp - Class A 1,314,972
2022-02-03 13G VCKA / Vickers Vantage Corp I 900,500
2022-02-03 13G US60436Q1004 / Minority Equality Opportunities Acquisition, Inc. 1,000,000
2022-02-03 13G/A BLIN / Bridgeline Digital, Inc. 490,584 338,250
2022-02-03 13G/A LBUY / Leafbuyer Technologies, Inc. 9,176,598 10,113,522
2022-02-03 13G/A MSRT / Massroots Inc 110,418,449
2022-02-03 13G KYG066071088 / AUTHENTIC EQUITY ACQUISITI-A SPECIAL PURPOSE ACQUISITION COMPANIES 1,327,347
2022-02-03 13G JCS / Pineapple Holdings Inc 1,078,869
2022-02-03 13G/A INPX / Inpixon 4,681,289 19,044,787
2022-02-03 13G/A GLBS / Globus Maritime Limited 194,974 2,283,475
2022-02-03 13G SONN / Sonnet BioTherapeutics Holdings, Inc. 3,400,000
2022-02-03 13G RELI / Reliance Global Group, Inc. 1,364,211
2022-02-03 13G US69291C1062 / PHP Ventures Acquisition Corp. 450,000
2022-02-03 13G JTAI / Jet.AI Inc. 990,000
2022-02-03 13G US66538L1052 / Northern Lights Acquisition Corp. 650,000
2022-02-03 13G MICT / M&I Capital Trust B - Preferred Security 7,570,510
2022-02-03 13G LMPX / LMP Automotive Holdings, Inc. 669,429
2022-02-03 13G GLSPU / Global SPAC Partners Co - Units (1 Subunit & 1/2 War) 900,000
2022-02-03 13G 35166L109 / FoxWayne Enterprises Acquisition Corp. 350,047
2022-02-02 13G 28139A102 / EdtechX Holdings Acquisition Corp. II 693,788
2022-02-02 13G DUNE / Dune Acquisition Corporation 882,015
2022-02-02 13G CNTX / Context Therapeutics Inc. 1,000,000
2022-02-02 13G/A BIMI / BIMI Holdings Inc. 1,950,000
2022-02-02 13G EUDA / EUDA Health Holdings Limited 649,500
2022-02-02 13G BBIG / Vinco Ventures, Inc. 15,132,956
2022-02-02 13G BHSE / Bull Horn Holdings Corp 558,609
2022-02-02 13G / Biorestorative Therapies Inc 200,000
2022-02-02 13G AIHS / Senmiao Technology Limited 6,857,239
2022-02-02 13G ADRA / Alliance Entertainment Holding Corporation - Class A 750,000
2022-02-02 13G ACBA / Ace Global Business Acquisition Limited 310,000
2022-01-31 13D/A SCVX / SCVX Corp - Class A 2,371,149 2,371,149
2022-01-10 13G/A ZGYH / Yunhong International 413,703 0
2021-12-20 13D/A SCVX / SCVX Corp - Class A 2,371,149 2,371,149
2021-11-08 13G/A ZGYH / Yunhong International 413,703
2021-05-18 13D/A SCVX / SCVX Corp - Class A 2,371,149 2,371,149
2021-02-11 13G/A PALI / Palisade Bio, Inc. 857,985 857,985
2021-02-11 13G/A TNGNQ / Tengion, Inc. 3,861,113 3,861,113
2021-02-11 13G/A 34,000 34,000
2021-02-11 13G STAR / iStar Inc 5,412,688 5,412,688
2021-02-11 13G TMBR / Timber Pharmaceuticals Inc 1,335,447 1,335,447
2021-02-11 13G SRAX / SRAX, Inc. 1,331,528 1,331,528
2021-02-11 13G/A SXTC / China SXT Pharmaceuticals, Inc. 298,329 298,329
2021-02-11 13G/A TENX / Tenax Therapeutics, Inc. 777,202 777,202
2021-02-11 13G/A SYN / Synthetic Biologics Inc 2,219,019 2,219,019
2021-02-11 13G 98566K105 / Yellowstone Acquisition Co., Class A 900,000
2021-02-11 13G/A SYN / Synthetic Biologics Inc 1,496,555 2,219,019
2021-02-11 13G/A VIVE / Viveve Medical, Inc. 446,555 240,989
2021-02-11 13G/A VUZI / Vuzix Corporation 2,739,727 1,739,727
2021-02-11 13G/A WINR / Simplicity Esports and Gaming Company 425,000 0
2021-02-11 13G WISA / Datavault AI Inc. 650,000
2021-02-11 13G YTEN / Yield10 Bioscience, Inc. 237,500
2021-02-10 13G TMBR / Timber Pharmaceuticals Inc 1,335,447
2021-02-10 13G/A PALI / Palisade Bio, Inc. 429,129 857,985
2021-02-10 13G SRAX / SRAX, Inc. 1,331,528
2021-02-10 13G STAR / iStar Inc 5,412,688
2021-02-10 13G/A SXTC / China SXT Pharmaceuticals, Inc. 2,742,139 298,329
2021-02-10 13G/A TENX / Tenax Therapeutics, Inc. 344,877 777,202
2021-02-10 13G/A TNGNQ / Tengion, Inc. 4,464,229 3,861,113
2021-02-10 13G/A TOPS / Top Ships Inc. 965,076 34,000
2021-02-10 13G G78516203 / SC Health Corp 1,283,210
2021-02-10 13G/A RKDA / Arcadia Biosciences, Inc. 529,957 890,049
2021-02-10 13G RCON / Recon Technology, Ltd. 442,223
2021-02-10 13G/A PTIX / Protagenic Therapeutics, Inc. 1,081,978 1,092,973
2021-02-10 13G/A SAVA / Cassava Sciences, Inc. 0
2021-02-10 13G/A PSTV / Plus Therapeutics, Inc. 418,488 530,474
2021-02-10 13G REVB / Revelation Biosciences, Inc. 693,000
2021-02-10 13G US67113Q1058 / OTR Acquisition Corp., Class A 800,000
2021-02-10 13G/A US68632T2087 / Orisun Acquisition Corp. 290,000 0
2021-02-10 13G/A OPTT / Ocean Power Technologies, Inc. 714,280 717,379
2021-02-10 13G MIMO / Airspan Networks Holdings Inc. 1,000,000
2021-02-10 13G/A MOSY / Mosys Inc 241,681 299,041
2021-02-10 13G PLBY / Playboy, Inc. 672,984
2021-02-10 13G/A LTRPA / Liberty TripAdvisor Holdings, Inc. 3,815,119 0
2021-02-10 13G/A LPCN / Lipocine Inc. 3,932,593 0
2021-02-10 13G/A LMFA / LM Funding America, Inc. 255,271 1,175,000
2021-02-10 13G/A LBUY / Leafbuyer Technologies, Inc. 8,720,143 9,176,598
2021-02-10 13G/A LATN / Union Acquisition Corp II 1,771,905
2021-02-10 13G 456357102 / Industrial Tech Acquisitions, Inc., Class A 745,000
2021-02-10 13G INPX / Inpixon 599,021 4,681,289
2021-02-09 13G BNTC / Benitec Biopharma Inc. 357,576 357,576
2021-02-09 13G BREZ / Breeze Holdings Acquisition Corp. 800,000 800,000
2021-02-09 13G/A BNGO / Bionano Genomics, Inc. 1,920,000 1,920,000
2021-02-09 13G/A COSM / Cosmos Health Inc. 1,009,595 1,009,595
2021-02-09 13G/A 86782U106 / CHF Solutions Inc 263,234 263,234
2021-02-09 13G/A CANF / Can-Fite BioPharma Ltd. - Depositary Receipt (Common Stock) 24,384,150 24,384,150
2021-02-09 13G/A CHEKW / Check-Cap Ltd. Warrants 1,581,396 1,581,396
2021-02-09 13G/A US12528N1155 / CF Finance Acquisition Corp. 0 0
2021-02-09 13G CCAC / CITIC Capital Acquisition Corp - Class A 2,031,555 2,031,555
2021-02-09 13G INM / InMed Pharmaceuticals Inc. 444,444
2021-02-09 13G/A HOFV / Hall of Fame Resort & Entertainment Company 700,000 2,125,000
2021-02-09 13G/A HMNY / Helios and Matheson Analytics Inc. 222,146,396 166,853,282
2021-02-09 13G/A SJ / Scienjoy Holding Corporation 0
2021-02-09 13G/A HEPA / Hepion Pharmaceuticals, Inc. 293,648 295,880
2021-02-09 13G/A / GreenVision Acquisition Corp Common stock 400,000 400,000
2021-02-09 13G GRCY / Greencity Acquisition Corp 325,000
2021-02-09 13G GNRSU / Greenrose Holding Company (The) - Units (1 Ord Share & 1 War) 1,535,125
2021-02-09 13G/A GNPX / Genprex, Inc. 2,138,048 0
2021-02-09 13G/A GLG / TD Holdings Inc 920,000 560,000
2021-02-09 13G GLBS / Globus Maritime Limited 194,974
2021-02-09 13G GLAQ / Globis Acquisition Corp 800,000
2021-02-09 13G/A KPRX / Kiora Pharmaceuticals, Inc. 328,192 0
2021-02-09 13G ESSC / East Stone Acquisition Corp 1,651,900
2021-02-09 13G/A ENCR / Ener-Core, Inc. 472,407 288,888
2021-02-09 13G/A DGLY / Digital Ally, Inc. 949,883 839,883
2021-02-09 13G/A DCTH / Delcath Systems, Inc. 4,351 156,866
2021-02-09 13G/A CYCC / Bio Green Med Solution, Inc. 1,250,000 412,500
2021-02-09 13G/A DARE / Daré Bioscience, Inc. 682,500 382,500
2021-02-09 13G CTRM / Castor Maritime Inc. 14,562,955
2021-02-09 13G BNTC / Benitec Biopharma Inc. 357,576
2021-02-09 13G/A BNGO / Bionano Genomics, Inc. 2,020,000 1,920,000
2021-02-09 13G BREZ / Breeze Holdings Acquisition Corp. 800,000 800,000
2021-02-09 13G/A CANF / Can-Fite BioPharma Ltd. - Depositary Receipt (Common Stock) 9,750,000 24,384,150
2021-02-09 13G CCAC / CITIC Capital Acquisition Corp - Class A 2,031,555 2,031,555
2021-02-09 13G/A US12528N1155 / CF Finance Acquisition Corp. 2,500,000 0
2021-02-09 13G/A 86782U106 / CHF Solutions Inc 518,763 263,234
2021-02-09 13G/A US2214132068 / COSMOS HOLDINGS INC 1,108,428 1,009,595
2021-02-08 13G BLUW / Blue Water Acquisition Corp. III 495,000
2021-02-08 13G/A CHEKW / Check-Cap Ltd. Warrants 484,496 1,581,396
2021-02-08 13G/A BLIN / Bridgeline Digital, Inc. 310,596 490,584
2021-02-08 13G ARTL / Artelo Biosciences, Inc. 920,000
2021-02-08 13G US0995011089 / BOQI INTERNATIONAL MEDICAL INC 1,050,000
2021-02-08 13G APM / Aptorum Group Limited 923,077
2021-02-08 13G/A G0440W100 / Andina Acquisition Corp III 0
2021-02-08 13G/A ALT / Altimmune, Inc. 1,702,336 121,100
2021-02-08 13G/A AIM / AIM ImmunoTech Inc. 917,198 7,747
2021-02-08 13G/A AGBA / AGBA Group Holding Limited 200,000
2021-02-08 13G ADOM / Envirotech Vehicles Inc 9,655,995
2021-02-08 13G EDOC / Global X Funds - Global X Telemedicine & Digital Health ETF 500,000
2021-01-08 13G/A RVPH / Reviva Pharmaceuticals Holdings, Inc. 810,000 0
2020-12-07 13G/A TDAC / Translational Development Acquisition Corp. 1,800,000 465,038
2020-12-07 13G/A ADN / Advent Technologies Holdings, Inc. 2,601,100 276,100
2020-11-04 13G/A RVPH / Reviva Pharmaceuticals Holdings, Inc. 800,000 810,000
2020-06-03 13G/A VGG563721163 / Longevity Acquisition Corp 478,904 125,000
2020-05-29 13G ZGYH / Yunhong International - Class A 900,000 900,000
2020-05-28 13G ZGYH / Yunhong International - Class A 900,000
2020-05-05 13G/A ALAC / Alberton Acquisition Corp 225,000
2020-05-05 13G/A MYMD / MyMD Pharmaceuticals, Inc. 1,885
2020-04-03 13G/A TDAC / Translational Development Acquisition Corp. 1,650,000 1,800,000
2020-04-03 13G/A ADN / Advent Technologies Holdings, Inc. 1,200,000 2,601,100
2020-03-30 13D SCVX / SCVX Corp - Class A 2,371,149
2020-02-07 13G/A PALI / Palisade Bio, Inc. 429,129
2020-02-07 13G TOPS / Top Ships Inc. 965,076
2020-02-07 13G VUZI / Vuzix Corporation 2,739,727
2020-02-07 13G SXTC / China SXT Pharmaceuticals, Inc. 2,742,139
2020-02-07 13G US68632T2087 / Orisun Acquisition Corp. 290,000
2020-02-07 13G VIVE / Viveve Medical, Inc. 446,555
2020-02-07 13G/A SMSI / Smith Micro Software, Inc. 1,826,295 100
2020-02-07 13G/A PLUG / Plug Power Inc. 12,826,608 10,710,093
2020-02-07 13G PSTV / Plus Therapeutics, Inc. 418,488
2020-02-07 13G/A RGSE / Real Goods Solar, Inc. 4,460,443 4,902,144
2020-02-06 13G/A MOSY / Mosys Inc 4,758,476 241,681
2020-02-06 13G/A NVCN / Neovasc Inc 2,772,348 3,797
2020-02-06 13G OPTT / Ocean Power Technologies, Inc. 714,280
2020-02-06 13G LPCN / Lipocine Inc. 3,932,593
2020-02-06 13G/A LTRPA / Liberty TripAdvisor Holdings, Inc. 3,729,037 3,815,119
2020-02-06 13G LBUY / Leafbuyer Technologies, Inc. 8,720,143
2020-02-06 13G OCGN / Ocugen, Inc. 0
2020-02-06 13G/A IFNY / American Noble Gas Inc 837,724 61,380
2020-02-06 13G/A INPX / Inpixon 175,532 599,021
2020-02-06 13G HMNY / Helios and Matheson Analytics Inc. 0 222,146,396
2020-02-05 13G / GreenVision Acquisition Corp Common stock 400,000
2020-02-05 13G HEPA / Hepion Pharmaceuticals, Inc. 293,648
2020-02-05 13G SJ / Scienjoy Holding Corporation 425,000
2020-02-05 13G CHEKW / Check-Cap Ltd. Warrants 484,496
2020-02-05 13G 86782U106 / CHF Solutions Inc 518,763
2020-02-05 13G/A COSM / Cosmos Health Inc. 1,441,647 1,108,428
2020-02-05 13G DCTH / Delcath Systems, Inc. 112,240 4,351
2020-02-05 13G KPRX / Kiora Pharmaceuticals, Inc. 328,192
2020-02-05 13G FLLC / Fellazo Inc. 565,000
2020-02-05 13G GLG / TD Holdings Inc 920,000
2020-02-05 13G/A GNPX / Genprex, Inc. 1,141,870 2,138,048
2020-01-31 13G/A ALT / Altimmune, Inc. 971,492 1,702,336
2020-01-31 13G/A AYTU / Aytu BioPharma, Inc. 788,888 788,888
2020-01-31 13G/A BLIN / Bridgeline Digital, Inc. 1,537,093 310,596
2020-01-31 13G BNGO / Bionano Genomics, Inc. 2,020,000
2020-01-31 13G/A AVGR / Avinger, Inc. 2,603,565 247,700
2020-01-31 13G CANF / Can-Fite BioPharma Ltd. - Depositary Receipt (Common Stock) 9,750,000
2020-01-31 13G/A ENVB / Enveric Biosciences, Inc. 4,395,951 0
2020-01-31 13G AIM / AIM ImmunoTech Inc. 917,198
2020-01-31 13G/A ATIS / Attis Industries Inc. 2,475,958 226,524
2020-01-09 13G MYMD / MyMD Pharmaceuticals, Inc. 45,262 269,243
2019-02-05 13G RVPH / Reviva Pharmaceuticals Holdings, Inc. 800,000
2019-02-05 13G TENX / Tenax Therapeutics, Inc. 344,877
2019-02-05 13G TDAC / Translational Development Acquisition Corp. 1,650,000
2019-02-05 13G SCACU / Serendipity Capital Acquisition Corp - Units (1 Ord Share Class A & 1/3 War) 1,137,500
2019-02-05 13G RKDA / Arcadia Biosciences, Inc. 529,957
2019-02-05 13G/A SYN / Synthetic Biologics Inc 1,496,555
2019-02-05 13G/A WINR / Simplicity Esports and Gaming Company 425,000 425,000
2019-02-05 13G/A RGSE / Real Goods Solar, Inc. 904,518 4,460,443
2019-02-05 13G SAVA / Cassava Sciences, Inc. 1,176,471
2019-02-05 13G/A PTIX / Protagenic Therapeutics, Inc. 1,025,161 1,081,978
2019-02-05 13G SMSI / Smith Micro Software, Inc. 1,826,295
2019-02-04 13G/A PLUG / Plug Power Inc. 20,045,678 12,826,608
2019-02-04 13G LTRPA / Liberty TripAdvisor Holdings, Inc. 3,729,037
2019-02-04 13G MOSY / Mosys Inc 4,758,476
2019-02-04 13G/A NVCN / Neovasc Inc 10,459,694 2,772,348
2019-02-04 13G/A LOACR / Longevity Acquisition Corp. 600,000 478,904
2019-02-04 13G LMFA / LM Funding America, Inc. 255,271
2019-02-04 13G OCGN / Ocugen, Inc. 3,461,535
2019-02-04 13G INPX / Inpixon 175,532
2019-02-04 13G LFIN / Longfin Corp. 4,888,006
2019-02-04 13G HOFV / Hall of Fame Resort & Entertainment Company 700,000
2019-02-01 13G/A GBSN / Great Basin Scientific, Inc. 1,280,076 1,307,305
2019-02-01 13G GNPX / Genprex, Inc. 1,141,870
2019-02-01 13G/A ENCR / Ener-Core, Inc. 452,984 472,407
2019-02-01 13G DARE / Daré Bioscience, Inc. 682,500
2019-02-01 13G/A DGLY / Digital Ally, Inc. 774,664 949,883
2019-02-01 13G/A COSM / Cosmos Health Inc. 965,119 1,441,647
2019-02-01 13G BLIN / Bridgeline Digital, Inc. 1,537,093
2019-02-01 13G US12528N1155 / CF Finance Acquisition Corp. 2,500,000
2019-02-01 13G ATIS / Attis Industries Inc. 2,475,958
2019-02-01 13G AVGR / Avinger, Inc. 2,603,565
2019-02-01 13G AYTU / Aytu BioPharma, Inc. 788,888
2019-02-01 13G/A ALT / Altimmune, Inc. 1,823,142 971,492
2019-02-01 13G ADN / Advent Technologies Holdings, Inc. 1,200,000
2019-02-01 13G ENVB / Enveric Biosciences, Inc. 4,395,951
2019-01-31 13G/A RIOT / Riot Platforms, Inc. 333,334
2019-01-31 13G/A WTRH / Waitr Holdings Inc 969,265
2019-01-31 13G/A RCAT / Red Cat Holdings, Inc. 5,201,428 0
2019-01-31 13G/A RIOT / Riot Platforms, Inc. 333,334
2019-01-31 13G/A SNES / SenesTech, Inc. 937,500 1,037,500
2019-01-31 13G/A GNOG / Golden Nugget Online Gaming Inc - Class A 2,000,000 969,265
2019-01-31 13G/A HMNY / Helios and Matheson Analytics Inc. 2,606,129 0
2019-01-31 13G/A NEXT / NextDecade Corporation 0
2019-01-31 13G/A FCEL / FuelCell Energy, Inc. 6,905,549 5,024,379
2019-01-31 13G/A PRPL / Purple Innovation, Inc. 0
2019-01-31 13G/A DCTH / Delcath Systems, Inc. 11,567,890 112,240
2019-01-31 13G/A CGRN / Capstone Green Energy Corp. 5,187,854 0
2019-01-31 13G/A US31335BXJ06 / FGL Holdings 1,201,388
2019-01-31 13G/A CCLP / CSI Compressco LP - Limited Partnership 4,079,568 1,705,429
2019-01-30 13G/A MYMD / MyMD Pharmaceuticals, Inc. 4,216,831 45,262
2019-01-30 13G/A APHB / Ampliphi Biosciences Corp. 1,241,489 498,890
2019-01-04 13G/A PHUN / Phunware, Inc. 625,000 511,400
2019-01-04 13G/A PHUN / Phunware, Inc. 511,400
2018-11-06 13G ALACU / Alberton Acquisition Corp - Units (1 Ord, 1 Warr & 1Rts) 1,400,000
2018-09-07 13G LOACR / Longevity Acquisition Corp. 600,000
2018-08-08 13G/A PRTH / Priority Technology Holdings, Inc. 140,857
2018-07-06 13G/A JSYNU / Jensyn Acquistion Corp. 390,000 0
2018-06-01 13G STLRU / Stellaris Growth Acquisition Corp - Units (1 Ord Class A, 1 War) 625,000 625,000
2018-06-01 13G STLRU / Stellaris Growth Acquisition Corp - Units (1 Ord Class A, 1 War) 625,000 625,000
2018-06-01 13G JSYNU / Jensyn Acquistion Corp. 390,000
2018-02-02 13G RIOT / Riot Platforms, Inc. 666,668
2018-02-02 13G RIOT / Riot Platforms, Inc. 666,668
2018-02-02 13G/A RGSE / Real Goods Solar, Inc. 2,911,656 904,518
2018-02-02 13G RCAT / Red Cat Holdings, Inc. 5,817,723 5,201,428
2018-02-02 13G SNES / SenesTech, Inc. 937,500
2018-02-02 13G/A HMNY / Helios and Matheson Analytics Inc. 541,047 2,606,129
2018-02-02 13G WINR / Simplicity Esports and Gaming Company 425,000
2018-02-02 13G NVCN / Neovasc Inc 10,459,694
2018-02-02 13G PTIX / Protagenic Therapeutics, Inc. 1,025,161
2018-02-02 13G/A ENCR / Ener-Core, Inc. 342,859 452,984
2018-02-02 13G FCEL / FuelCell Energy, Inc. 6,905,549
2018-02-02 13G/A GBSN / Great Basin Scientific, Inc. 82,828 1,280,076
2018-02-02 13G PALI / Palisade Bio, Inc. 937,500
2018-02-02 13G CYCC / Bio Green Med Solution, Inc. 1,250,000
2018-02-02 13G/A DCTH / Delcath Systems, Inc. 239,141 11,567,890
2018-02-02 13G/A DGLY / Digital Ally, Inc. 609,203 774,664
2018-02-02 13G ALT / Altimmune, Inc. 1,823,142
2018-02-02 13G CCLP / CSI Compressco LP - Limited Partnership 4,079,568
2018-02-02 13G COSM / Cosmos Health Inc. 965,119
2018-02-02 13G/A CGRN / Capstone Green Energy Corp. 3,828,686 5,187,854
2018-02-01 13G MYMD / MyMD Pharmaceuticals, Inc. 4,216,831
2017-01-30 13G HUNT / Hunter Maritime Acquisition Corp. 1,500,000
2017-01-30 13G PHUN / Phunware, Inc. 625,000
2017-01-30 13G JSYNU / Jensyn Acquistion Corp. 390,000
2017-01-30 13G/A PTIX / Protagenic Therapeutics, Inc. 1,024,702
2017-01-30 13G/A RCAT / Red Cat Holdings, Inc. 2,562,479 5,817,723
2017-01-30 13G HUNTU / Hunter Maritime Acquisition Corp. Unit 1,500,000
2017-01-30 13G AHPAW / OmniAb Inc - Warrants (01/11/2027) 3,000,000
2017-01-30 13G JSYN / Jensyn Acquistion Corp. 390,000
2017-01-30 13G/A ATRN / Atrinsic, Inc. 44,395,067 1,024,702
2017-01-30 13G HMNY / Helios and Matheson Analytics Inc. 541,047
2017-01-30 13G/A TRTLU / TortoiseEcofin Acquisition Corp III - Units (1 Ord Share Class A & 1/4 War) 1,500,000 0
2017-01-30 13G/A VISL / Vislink Technologies, Inc. 2,142,011 329,449
2017-01-30 13G/A UNXLQ / Uni-Pixel, Inc. 3,382,065 2,365,732
2017-01-30 13G/A TNGNQ / Tengion, Inc. 4,464,229
2017-01-30 13G/A SANW / S&W Seed Company 1,320,635 683,993
2017-01-30 13G PHUN / Phunware, Inc. 625,000
2017-01-30 13G PLUG / Plug Power Inc. 20,045,678
2017-01-30 13G RGSE / Real Goods Solar, Inc. 2,911,656
2017-01-30 13G/A 47W / Neurotrope Inc 5,420,820 5,771,540
2017-01-30 13G GNOG / Golden Nugget Online Gaming Inc - Class A 2,000,000
2017-01-30 13G/A IFNY / American Noble Gas Inc 318,056 837,724
2017-01-30 13G NEXT / NextDecade Corporation 1,000,000
2017-01-30 13G/A RSLS / ReShape Lifesciences Inc. 11,167,324 15,285
2017-01-30 13G/A GBSN / Great Basin Scientific, Inc. 1,121,742 82,828
2017-01-30 13G GPAC / Global Partner Acquisition Corp II 1,000,000
2017-01-30 13G/A ENCR / Ener-Core, Inc. 145,750 342,859
2017-01-30 13G/A DGLY / Digital Ally, Inc. 574,969 609,203
2017-01-30 13G CGRN / Capstone Green Energy Corp. 3,828,686
2017-01-30 13G DCTH / Delcath Systems, Inc. 239,141
2017-01-30 13G CFCOU / CF Corporation, Units 4,132,822
2017-01-30 13G ARMP / Armata Pharmaceuticals, Inc. 1,241,489
2016-11-14 13D TLOG / TetraLogic Pharmaceuticals Corporation 0
2016-10-06 13G MACQU / MCAP Acquisition Corp - Units (1 Ord Share Class A & 1/3 War) 750,000
2016-02-23 13G DGLY / Digital Ally, Inc. 574,969
2016-02-11 13G/A GBSN / Great Basin Scientific, Inc. 540,541 1,121,742
2016-02-09 13G/A 09689U102 / Body Central Corp. 184,032
2016-02-08 13G TFVR / TimefireVR Inc. 2,562,479
2016-02-08 13G/A AHROQ / Atheronova Inc 461,612
2016-02-08 13G TFVR / TimefireVR Inc. 2,562,479
2016-02-08 13G IFNY / American Noble Gas Inc 318,056
2016-02-08 13G 47W / Neurotrope Inc 5,420,820
2016-02-08 13G/A 09689U102 / Body Central Corp. 184,032
2016-02-08 13G/A HUSA / Houston American Energy Corp. 0
2016-02-08 13G/A INVT / Inventergy Global Inc 28,547
2016-02-08 13G/A AYRO / StableX Technologies, Inc. 0
2016-02-08 13G RSLS / ReShape Lifesciences Inc. 11,167,324
2016-02-08 13G UNXLQ / Uni-Pixel, Inc. 3,382,065
2016-02-08 13G/A SANW / S&W Seed Company 1,320,635
2016-02-08 13G ENCR / Ener-Core, Inc. 145,750
2016-02-08 13G GBSN / Great Basin Scientific, Inc. 540,541
2016-02-08 13G VISL / Vislink Technologies, Inc. 2,142,011
2016-02-08 13G/A TRTLU / TortoiseEcofin Acquisition Corp III - Units (1 Ord Share Class A & 1/4 War) 1,500,000
2016-02-08 13G/A WTSLQ / Wet Seal, Inc. (THE) 8,804,348
2016-02-08 13G/A ATRN / Atrinsic, Inc. 44,395,067
2015-02-12 13G/A AYRO / StableX Technologies, Inc. 7,829,963
2015-02-12 13G ATRN / Atrinsic, Inc. 2,312,834,301
2015-02-11 13G/A TNGNQ / Tengion, Inc. 1,083,333
2015-02-11 13G TNGNQ / Tengion, Inc. 11,923
2015-02-10 13G TRTLU / TortoiseEcofin Acquisition Corp III - Units (1 Ord Share Class A & 1/4 War) 1,500,000
2015-02-10 13G SANW / S&W Seed Company 1,200,000
2015-02-10 13G WTSLQ / Wet Seal, Inc. (THE) 2,087,090
2015-02-10 13G HUSA / Houston American Energy Corp. 2,862,334
2015-02-10 13G INVT / Inventergy Global Inc 1,229,736
2015-02-10 13G MIG / VanEck ETF Trust - VanEck Moody's Analytics IG Corporate Bond ETF 937,615
2015-01-30 13G 09689U102 / Body Central Corp. 873,393
2015-01-30 13G AHROQ / Atheronova Inc 700,000
2015-01-30 13G/A AIKI / AIkido Pharma Inc
2014-06-09 13D HCHC / HC2 Holdings Inc 3,805,048
2014-01-30 13G/A MGTI / MGT Capital Investments, Inc. 80,296
2014-01-30 13G/A QTWW / Quantum Fuel Systems Technologies Worldwide, Inc. 738,325
2014-01-30 13G/A AYRO / StableX Technologies, Inc. 426,290
2014-01-30 13G/A AIKI / AIkido Pharma Inc 261,880
2014-01-30 13G/A MARA / MARA Holdings, Inc. 85,503
2013-05-09 13D TWFH / 24Holdings, Inc.
2013-02-13 13G AIKI / AIkido Pharma Inc 51,653
2013-02-13 13G/A RDN / Radian Group Inc. 0
2013-02-07 13G/A QTWW / Quantum Fuel Systems Technologies Worldwide, Inc.
2013-02-07 13G AYRO / StableX Technologies, Inc.
2013-02-07 13G/A ZZ / Sealy Corp. 343,763
2013-02-07 13G RDN / Radian Group Inc.
2013-02-06 13G/A BNVI / BioNovo, Inc.
2013-02-06 13G/A MEIP / MEI Pharma, Inc.
2013-02-06 13G/A
2013-02-06 13G/A MGTI / MGT Capital Investments, Inc. 92,485
2013-02-06 13G 585,729
2013-02-06 13G MARA / MARA Holdings, Inc. 3,524,800
2013-02-06 13G/A ISR / Perspective Therapeutics Inc
2013-02-06 13G/A DROP / Fuse Science, Inc.
2012-06-01 13G MGTI / MGT Capital Investments, Inc.
2012-06-01 13G IPSU / Imperial Sugar Co 687,617
2012-05-18 13G KITD / 3,640,872
2012-03-29 13G DROP / Fuse Science, Inc. 525,000
2012-03-26 13G QTWW / Quantum Fuel Systems Technologies Worldwide, Inc. 1,848,290
2012-03-21 13G BNVI / BioNovo, Inc. 4,496,803
2012-02-10 13G/A MEIP / MEI Pharma, Inc. 1,150,832
2012-02-10 13G/A IMNP / Immune Pharmaceuticals Inc.
2012-02-10 13G/A ISR / Perspective Therapeutics Inc
2012-02-06 13G ZZ / Sealy Corp. 204,019