Investor Francis Capital Management, LLC
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Francis Capital Management, LLC . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2024-02-02 13G/A BCDA / BioCardia, Inc. 1,147,719 0
2023-02-13 13G/A BCDA / BioCardia, Inc. 1,057,500 1,147,719
2023-02-13 13G/A ACHV / Achieve Life Sciences, Inc. 594,250 682,798
2023-02-13 13G/A WLMSQ / Williams Industrial Services Group Inc. 1,807,200 0
2022-02-14 13G/A WLMS / Williams Industrial Services Group Inc 1,610,000 1,807,200
2022-02-14 13G/A BCDA / BioCardia, Inc. 969,800 1,057,500
2022-02-14 13G/A ARDS / Aridis Pharmaceuticals, Inc. 676,859 142,838
2022-02-14 13G/A ACHV / Achieve Life Sciences, Inc. 341,150 594,250
2021-06-21 13G BCDA / BioCardia, Inc. 969,800
2021-04-01 13G ARDS / Aridis Pharmaceuticals, Inc. 676,859
2021-02-16 13G/A WLMS / Williams Industrial Services Group Inc 1,299,947 1,610,000
2021-02-16 13G/A DUOT / Duos Technologies Group, Inc. 135,143 68,572
2021-02-16 13G/A ACHV / Achieve Life Sciences, Inc. 341,150 341,150
2021-01-07 13G ACHV / Achieve Life Sciences, Inc. 341,150
2020-12-23 13G WLMS / Williams Industrial Services Group Inc 1,299,947
2020-06-23 13G/A MDIA / MediaCo Holding Inc. 169,059 64,374
2020-04-08 13G/A MDIA / MediaCo Holding Inc. 169,059
2020-02-14 13G/A DUOT / Duos Technologies Group, Inc. 1,754,602 135,143
2020-02-06 13G MDIA / MediaCo Holding Inc. 158,500
2019-02-15 13G DUOT / Duos Technologies Group, Inc. 1,754,602
2014-03-27 13D/A PSTX / Poseida Therapeutics, Inc.
2014-02-14 13G IKAN / Ikanos Communications 7,122,169
2014-02-14 13G MRVC / MRV Communications, Inc. 432,945
2014-01-07 13D/A PSTX / Poseida Therapeutics, Inc.
2013-02-05 13G IKAN / Ikanos Communications 5,800,000
2013-02-05 13G MRVC / MRV Communications, Inc. 393,858