Investor Financial & Investment Management Group Ltd
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Financial & Investment Management Group Ltd . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2019-03-15 13G ENFR / ALPS ETF Trust - Alerian Energy Infrastructure ETF
2019-02-11 13G FT / Franklin Universal Trust
2019-02-11 13G GOAU / ETF Series Solutions - U.S. Global GO GOLD and Precious Metal Miners ETF
2019-01-14 13G FT / Franklin Universal Trust
2019-01-14 13G GOAU / ETF Series Solutions - U.S. Global GO GOLD and Precious Metal Miners ETF
2018-10-12 13G/A SELF / Global Self Storage, Inc.
2018-10-12 13G SELF / Global Self Storage, Inc.
2018-08-09 13G GROW / U.S. Global Investors, Inc.
2018-03-09 13G FT / Franklin Universal Trust
2018-02-12 13G GOAU / ETF Series Solutions - U.S. Global GO GOLD and Precious Metal Miners ETF
2018-02-12 13G SELF / Global Self Storage, Inc.
2018-02-12 13G GROW / U.S. Global Investors, Inc.
2018-01-12 13G SELF / Global Self Storage, Inc.
2018-01-12 13G GOAU / ETF Series Solutions - U.S. Global GO GOLD and Precious Metal Miners ETF
2018-01-12 13G GROW / U.S. Global Investors, Inc.
2017-12-15 13G GROW / U.S. Global Investors, Inc.
2017-11-07 13G GROW / U.S. Global Investors, Inc.
2017-10-06 13G GOAU / ETF Series Solutions - U.S. Global GO GOLD and Precious Metal Miners ETF
2017-10-06 13G GROW / U.S. Global Investors, Inc.
2017-10-06 13G SELF / Global Self Storage, Inc.
2017-10-06 13G TURN / 180 Degree Capital Corp.
2017-09-18 13G GOAU / ETF Series Solutions - U.S. Global GO GOLD and Precious Metal Miners ETF
2017-09-12 13G SELF / Global Self Storage, Inc.
2017-09-12 13G GROW / U.S. Global Investors, Inc.
2017-08-08 13G/A GOAU / ETF Series Solutions - U.S. Global GO GOLD and Precious Metal Miners ETF
2017-08-08 13G SELF / Global Self Storage, Inc.
2017-08-08 13G/A GROW / U.S. Global Investors, Inc.
2017-08-08 13G GROW / U.S. Global Investors, Inc.
2017-07-17 13G GOAU / ETF Series Solutions - U.S. Global GO GOLD and Precious Metal Miners ETF
2017-07-10 13G SELF / Global Self Storage, Inc.
2017-07-10 13G GROW / U.S. Global Investors, Inc.
2017-06-09 13G SELF / Global Self Storage, Inc.
2017-06-09 13G GROW / U.S. Global Investors, Inc.
2017-05-12 13G GROW / U.S. Global Investors, Inc.
2017-05-12 13G SELF / Global Self Storage, Inc.
2017-04-13 13G GROW / U.S. Global Investors, Inc.
2017-04-13 13G SELF / Global Self Storage, Inc.
2017-03-07 13G GROW / U.S. Global Investors, Inc.
2017-03-07 13G SELF / Global Self Storage, Inc.
2017-03-07 13G WIA / Western Asset Inflation-Linked Income Fund
2017-02-09 13G GROW / U.S. Global Investors, Inc.
2017-02-09 13G SELF / Global Self Storage, Inc.
2017-01-18 13G GROW / U.S. Global Investors, Inc.
2017-01-18 13G TURN / 180 Degree Capital Corp.
2017-01-18 13G KW / Kennedy-Wilson Holdings, Inc.
2017-01-18 13G SELF / Global Self Storage, Inc.
2017-01-18 13G WIA / Western Asset Inflation-Linked Income Fund
2016-12-12 13G GROW / U.S. Global Investors, Inc.
2016-12-12 13G 278284104 / EATON VANCE FLOATING-RATE INCO Common Shares of Beneficial Interest, $0.01 par value
2016-12-12 13G SELF / Global Self Storage, Inc.
2016-11-14 13G GROW / U.S. Global Investors, Inc.
2016-11-14 13G SELF / Global Self Storage, Inc.
2016-10-13 13G GROW / U.S. Global Investors, Inc.
2016-10-13 13G SELF / Global Self Storage, Inc.
2016-09-13 13G GROW / U.S. Global Investors, Inc.
2016-09-13 13G SELF / Global Self Storage, Inc.
2016-09-13 13G FT / Franklin Universal Trust
2016-08-15 13G GROW / U.S. Global Investors, Inc.
2016-08-15 13G GAIA / Gaia, Inc.
2016-08-15 13G EMI / Eaton Vance Michigan Municipal Income Trust
2016-08-15 13G SELF / Global Self Storage, Inc.
2016-07-14 13G GROW / U.S. Global Investors, Inc.
2016-07-14 13G SELF / Global Self Storage, Inc.
2016-07-14 13G FOF / Cohen & Steers Closed-End Opportunity Fund, Inc.
2016-06-24 13G GROW / U.S. Global Investors, Inc.
2016-06-24 13G SELF / Global Self Storage, Inc.
2016-05-13 13G SELF / Global Self Storage, Inc.
2016-05-10 13G GROW / U.S. Global Investors, Inc.
2016-04-11 13G GROW / U.S. Global Investors, Inc.
2016-04-11 13G DCA / Virtus Total Return Fund
2016-04-11 13G SELF / Global Self Storage, Inc.
2016-03-09 13G GROW / U.S. Global Investors, Inc.
2016-03-09 13G SELF / Global Self Storage, Inc.
2016-02-05 13G GROW / U.S. Global Investors, Inc.
2016-02-05 13G DCA / Virtus Total Return Fund
2016-02-05 13G SELF / Global Self Storage, Inc.
2016-01-22 13G FOF / Cohen & Steers Closed-End Opportunity Fund, Inc.
2016-01-22 13G 278284104 / EATON VANCE FLOATING-RATE INCO Common Shares of Beneficial Interest, $0.01 par value
2016-01-22 13G GROW / U.S. Global Investors, Inc.
2016-01-22 13G FT / Franklin Universal Trust
2016-01-22 13G WIA / Western Asset Inflation-Linked Income Fund
2016-01-22 13G GAIA / Gaia, Inc.
2016-01-22 13G EMI / Eaton Vance Michigan Municipal Income Trust
2016-01-22 13G SELF / Global Self Storage, Inc.
2015-12-07 13G SELF / Global Self Storage, Inc.
2015-12-07 13G GROW / U.S. Global Investors, Inc.
2015-11-12 13G SELF / Global Self Storage, Inc.
2015-11-12 13G GROW / U.S. Global Investors, Inc.
2015-10-14 13G GROW / U.S. Global Investors, Inc.
2015-10-14 13G SELF / Global Self Storage, Inc.
2015-10-14 13G GGN / GAMCO Global Gold, Natural Resources & Income Trust
2015-10-14 13G GGN.PRB / GAMCO Global Gold, Natural Resources & Income Trust - Preferred Stock
2015-09-15 13G SELF / Global Self Storage, Inc.
2015-09-15 13G GROW / U.S. Global Investors, Inc.
2015-08-12 13G GROW / U.S. Global Investors, Inc.
2015-08-12 13G SELF / Global Self Storage, Inc.
2015-08-12 13G EMI / Eaton Vance Michigan Municipal Income Trust
2015-07-06 13G SELF / Global Self Storage, Inc.
2015-07-06 13G GROW / U.S. Global Investors, Inc.
2015-07-06 13G FT / Franklin Universal Trust
2015-06-05 13G SELF / Global Self Storage, Inc.
2015-06-05 13G GROW / U.S. Global Investors, Inc.
2015-05-06 13G SELF / Global Self Storage, Inc.
2015-05-06 13G GROW / U.S. Global Investors, Inc.
2015-04-08 13G SELF / Global Self Storage, Inc.
2015-04-08 13G GGN / GAMCO Global Gold, Natural Resources & Income Trust
2015-04-08 13G GROW / U.S. Global Investors, Inc.
2015-03-09 13G FT / Franklin Universal Trust
2015-03-09 13G GGN / GAMCO Global Gold, Natural Resources & Income Trust
2015-03-09 13G SELF / Global Self Storage, Inc.
2015-03-09 13G GROW / U.S. Global Investors, Inc.
2015-01-13 13G GAIA / Gaia, Inc.
2015-01-13 13G WIA / Western Asset Inflation-Linked Income Fund
2015-01-13 13G GROW / U.S. Global Investors, Inc.
2015-01-13 13G FT / Franklin Universal Trust
2015-01-13 13G SELF / Global Self Storage, Inc.
2015-01-13 13G GGN / GAMCO Global Gold, Natural Resources & Income Trust
2014-12-12 13G WIA / Western Asset Inflation-Linked Income Fund
2014-12-12 13G SELF / Global Self Storage, Inc.
2014-12-12 13G GGN / GAMCO Global Gold, Natural Resources & Income Trust
2014-12-12 13G GROW / U.S. Global Investors, Inc.
2014-11-10 13G GROW / U.S. Global Investors, Inc.
2014-11-10 13G GGN / GAMCO Global Gold, Natural Resources & Income Trust
2014-11-10 13G SELF / Global Self Storage, Inc.
2014-10-07 13G SELF / Global Self Storage, Inc.
2014-10-07 13G GROW / U.S. Global Investors, Inc.
2014-10-07 13G GGN / GAMCO Global Gold, Natural Resources & Income Trust
2014-09-25 13G GGN / GAMCO Global Gold, Natural Resources & Income Trust
2014-09-25 13G SELF / Global Self Storage, Inc.
2014-09-25 13G GROW / U.S. Global Investors, Inc.
2014-08-11 13G SELF / Global Self Storage, Inc.
2014-08-11 13G FFNM / First Federal of Northern Michigan Bancorp, Inc.
2014-08-11 13G GGN / GAMCO Global Gold, Natural Resources & Income Trust
2014-08-11 13G GROW / U.S. Global Investors, Inc.
2014-07-09 13G SELF / Global Self Storage, Inc.
2014-07-09 13G GGN / GAMCO Global Gold, Natural Resources & Income Trust
2014-07-09 13G GROW / U.S. Global Investors, Inc.
2014-06-12 13G SELF / Global Self Storage, Inc.
2014-06-12 13G DOVR / Dover Saddlery Inc
2014-06-12 13G GGN / GAMCO Global Gold, Natural Resources & Income Trust
2014-06-12 13G GROW / U.S. Global Investors, Inc.
2014-05-15 13G SELF / Global Self Storage, Inc.
2014-05-15 13G GAIA / Gaia, Inc.
2014-05-15 13G GGN / GAMCO Global Gold, Natural Resources & Income Trust
2014-05-15 13G GROW / U.S. Global Investors, Inc.
2014-04-11 13G SELF / Global Self Storage, Inc.
2014-04-11 13G GAIA / Gaia, Inc.
2014-04-11 13G GGN / GAMCO Global Gold, Natural Resources & Income Trust
2014-04-11 13G GROW / U.S. Global Investors, Inc.
2014-03-11 13G SELF / Global Self Storage, Inc.
2014-03-11 13G GROW / U.S. Global Investors, Inc.
2014-03-11 13G GAIA / Gaia, Inc.
2014-03-11 13G GGN / GAMCO Global Gold, Natural Resources & Income Trust
2014-02-18 13G GROW / U.S. Global Investors, Inc.
2014-02-18 13G SELF / Global Self Storage, Inc.
2014-02-18 13G GAIA / Gaia, Inc.
2014-02-18 13G GGN / GAMCO Global Gold, Natural Resources & Income Trust
2014-02-18 13G
2014-01-22 13G SELF / Global Self Storage, Inc.
2014-01-22 13G GROW / U.S. Global Investors, Inc.
2014-01-22 13G DOVR / Dover Saddlery Inc
2014-01-22 13G GAIA / Gaia, Inc.
2014-01-22 13G FFNM / First Federal of Northern Michigan Bancorp, Inc.
2014-01-22 13G GGN / GAMCO Global Gold, Natural Resources & Income Trust
2014-01-22 13G
2014-01-22 13G MITT.PRA / AG Mortgage Investment Trust, Inc. - Preferred Stock
2013-12-31 13G SELF / Global Self Storage, Inc.
2013-12-31 13G GROW / U.S. Global Investors, Inc.
2013-12-31 13G GAIA / Gaia, Inc.
2013-12-31 13G GGN / GAMCO Global Gold, Natural Resources & Income Trust
2013-12-31 13G MTS / Montgomery Street Income Securities, Inc.
2013-12-31 13G
2013-11-19 13G SELF / Global Self Storage, Inc.
2013-11-19 13G GROW / U.S. Global Investors, Inc.
2013-11-19 13G GAIA / Gaia, Inc.
2013-11-19 13G GGN / GAMCO Global Gold, Natural Resources & Income Trust
2013-11-19 13G
2013-10-24 13G SELF / Global Self Storage, Inc.
2013-10-24 13G GROW / U.S. Global Investors, Inc.
2013-10-24 13G GAIA / Gaia, Inc.
2013-10-24 13G
2013-09-27 13G SELF / Global Self Storage, Inc.
2013-09-27 13G GROW / U.S. Global Investors, Inc.
2013-09-27 13G GAIA / Gaia, Inc.
2013-09-27 13G
2013-09-27 13G MTS / Montgomery Street Income Securities, Inc.
2013-09-27 13G
2013-09-04 13G SELF / Global Self Storage, Inc.
2013-09-04 13G GROW / U.S. Global Investors, Inc.
2013-09-04 13G GAIA / Gaia, Inc.
2013-09-04 13G GGN / GAMCO Global Gold, Natural Resources & Income Trust
2013-09-04 13G RGSE / Real Goods Solar, Inc.
2013-09-04 13G
2013-07-31 13G SELF / Global Self Storage, Inc.
2013-07-31 13G GROW / U.S. Global Investors, Inc.
2013-07-31 13G / Dividend and Income Fund
2013-07-31 13G GAIA / Gaia, Inc.
2013-07-31 13G MITT.PRA / AG Mortgage Investment Trust, Inc. - Preferred Stock
2013-07-31 13G
2013-06-28 13G SELF / Global Self Storage, Inc.
2013-06-28 13G GROW / U.S. Global Investors, Inc.
2013-06-28 13G GAIA / Gaia, Inc.
2013-06-28 13G XLORX / Lazard World Dividend & Income
2013-06-28 13G
2013-05-29 13G SELF / Global Self Storage, Inc.
2013-05-29 13G GROW / U.S. Global Investors, Inc.
2013-05-29 13G GAIA / Gaia, Inc.
2013-05-29 13G
2013-05-06 13G SELF / Global Self Storage, Inc.
2013-05-06 13G GROW / U.S. Global Investors, Inc.
2013-05-06 13G GAIA / Gaia, Inc.
2013-05-06 13G
2013-03-21 13G SELF / Global Self Storage, Inc.
2013-03-21 13G GROW / U.S. Global Investors, Inc.
2013-03-21 13G GAIA / Gaia, Inc.
2013-03-21 13G
2013-03-06 13G SELF / Global Self Storage, Inc.
2013-03-06 13G GROW / U.S. Global Investors, Inc.
2013-03-06 13G / Dividend and Income Fund
2013-03-06 13G DOVR / Dover Saddlery Inc
2013-03-06 13G GAIA / Gaia, Inc.
2013-03-06 13G FFNM / First Federal of Northern Michigan Bancorp, Inc.
2013-03-06 13G XLORX / Lazard World Dividend & Income
2013-03-06 13G RGSE / Real Goods Solar, Inc.
2013-03-06 13G
2013-01-25 13G SELF / Global Self Storage, Inc.
2013-01-25 13G GROW / U.S. Global Investors, Inc.
2013-01-25 13G GAIA / Gaia, Inc.
2013-01-25 13G
2012-12-28 13G SELF / Global Self Storage, Inc.
2012-12-28 13G GROW / U.S. Global Investors, Inc.
2012-12-28 13G GAIA / Gaia, Inc.
2012-12-28 13G XLORX / Lazard World Dividend & Income
2012-12-28 13G
2012-11-30 13G SELF / Global Self Storage, Inc.
2012-11-30 13G GAIA / Gaia, Inc.
2012-11-30 13G
2012-11-07 13G GAIA / Gaia, Inc.
2012-11-06 13G SELF / Global Self Storage, Inc.
2012-11-06 13G
2012-10-11 13G SELF / Global Self Storage, Inc.
2012-10-11 13G GAIA / Gaia, Inc.
2012-10-11 13G
2012-09-07 13G SELF / Global Self Storage, Inc.
2012-09-07 13G GAIA / Gaia, Inc.
2012-09-07 13G
2012-07-17 13G SELF / Global Self Storage, Inc.
2012-07-17 13G GAIA / Gaia, Inc.
2012-07-17 13G
2012-07-03 13G SELF / Global Self Storage, Inc.
2012-07-03 13G GROW / U.S. Global Investors, Inc.
2012-07-03 13G GAIA / Gaia, Inc.
2012-07-03 13G
2012-06-06 13G SELF / Global Self Storage, Inc.
2012-06-06 13G / Dividend and Income Fund
2012-06-06 13G DOVR / Dover Saddlery Inc
2012-06-06 13G GAIA / Gaia, Inc.
2012-06-06 13G
2012-06-06 13G RMT / Royce Micro-Cap Trust, Inc.
2012-05-07 13G SELF / Global Self Storage, Inc.
2012-05-07 13G / Dividend and Income Fund
2012-05-07 13G GAIA / Gaia, Inc.
2012-05-07 13G LEDR / Market Leader, Inc.
2012-05-07 13G RGSE / Real Goods Solar, Inc.
2012-05-07 13G
2012-03-23 13G SELF / Global Self Storage, Inc.
2012-03-23 13G GAIA / Gaia, Inc.
2012-03-23 13G
2012-03-23 13G GAB / The Gabelli Equity Trust Inc.
2012-02-23 13G SELF / Global Self Storage, Inc.
2012-02-23 13G GAIA / Gaia, Inc.
2012-02-23 13G RGSE / Real Goods Solar, Inc.
2012-02-23 13G
2012-02-07 13G SELF / Global Self Storage, Inc.
2012-02-07 13G GROW / U.S. Global Investors, Inc.
2012-02-07 13G GAIA / Gaia, Inc.
2012-02-07 13G FFNM / First Federal of Northern Michigan Bancorp, Inc.
2012-02-07 13G LEDR / Market Leader, Inc.
2012-02-07 13G RGSE / Real Goods Solar, Inc.
2012-02-07 13G
2012-02-07 13G GAB / The Gabelli Equity Trust Inc.
2012-02-07 13G RMT / Royce Micro-Cap Trust, Inc.