Investor Exploration Capital, LLC
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Exploration Capital, LLC . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2025-04-04 13G/A GOVB / Gouverneur Bancorp, Inc. 94,899 110,500
2024-11-15 13G/A GOVB / Gouverneur Bancorp, Inc. 56,565 94,899
2024-05-08 13D FRTX / Fresh Tracks Therapeutics, Inc. 897,000 1,273,024
2024-01-18 13G/A FRTX / Fresh Tracks Therapeutics, Inc. 897,000
2024-01-02 13G SFE / Safeguard Scientifics, Inc. 852,460 852,460
2024-01-02 13G GOVB / Gouverneur Bancorp, Inc. 56,565