| Investor | ESW Capital, LLC |
13D/G Filings
This page shows a list of all the recent 13D/G filings made by ESW Capital, LLC . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).
When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.
| Date | Form | Target | Prev Shares |
Current Shares |
Change (Percent) |
Ownership (Percent) |
Change (Percent) |
|
|---|---|---|---|---|---|---|---|---|
| 2021-07-09 |
|
UPLD / Upland Software, Inc. | 1,803,574 | 1,443,344 | ||||
| 2021-05-26 |
|
UPLD / Upland Software, Inc. | 1,803,574 | 1,803,574 | ||||
| 2021-05-24 |
|
UPLD / Upland Software, Inc. | 1,803,574 | 1,803,574 | ||||
| 2020-10-29 |
|
MRIN / Marin Software Incorporated | 579,000 | 9,000 | ||||
| 2020-01-15 |
|
BVSN / BroadVision, Inc. | 1,045,307 | 1,216,071 | ||||
| 2019-09-26 |
|
BVSN / BroadVision, Inc. | 964,438 | 1,045,307 | ||||
| 2019-05-09 |
|
BVSN / BroadVision, Inc. | 732,300 | 964,438 | ||||
| 2019-02-14 |
|
BCOV / Brightcove Inc. | 3,108,772 | 0 | ||||
| 2018-12-31 |
|
FALC / FalconStor Software, Inc. | 128,613,493 | 128,613,493 | ||||
| 2018-12-28 |
|
MRIN / Marin Software Incorporated | 1,204,128 | 579,000 | ||||
| 2018-10-19 |
|
FALC / FalconStor Software, Inc. | 6,399,361 | 128,613,493 | ||||
| 2018-08-29 |
|
UPLD / Upland Software, Inc. | 2,803,574 | 1,803,574 | ||||
| 2018-04-10 |
|
MRIN / Marin Software Incorporated | 1,204,128 | 1,204,128 | ||||
| 2018-03-08 |
|
QUMU / Qumu Corp | 925,000 | |||||
| 2018-02-13 |
|
BCOV / Brightcove Inc. | 2,759,989 | 3,108,772 | ||||
| 2017-12-22 |
|
UPLD / Upland Software, Inc. | 5,117,185 | 2,803,574 | ||||
| 2017-11-06 |
|
MRIN / Marin Software Incorporated | 4,489,927 | 1,204,128 | ||||
| 2017-08-28 |
|
FALC / FalconStor Software, Inc. | 6,399,361 | |||||
| 2017-08-22 |
|
MRIN / Marin Software Incorporated | 3,000,700 | 4,489,927 | ||||
| 2017-06-27 |
|
UPLD / Upland Software, Inc. | 5,678,897 | 5,117,185 | ||||
| 2017-06-08 |
|
UPLD / Upland Software, Inc. | 5,324,541 | 5,678,897 | ||||
| 2017-05-26 |
|
BCOV / Brightcove Inc. | 2,759,989 | |||||
| 2017-03-13 |
|
MRIN / Marin Software Incorporated | 3,000,700 | 3,000,700 | ||||
| 2017-03-10 |
|
MRIN / Marin Software Incorporated | 3,000,700 | |||||
| 2016-03-24 |
|
UPLD / Upland Software, Inc. | 5,312,659 | 5,324,541 | ||||
| 2016-03-17 |
|
UPLD / Upland Software, Inc. | 4,183,505 | 5,312,659 | ||||
| 2016-02-03 |
|
BVSN / BroadVision, Inc. | 488,476 | 732,300 | ||||
| 2016-01-19 |
|
UPLD / Upland Software, Inc. | 4,017,361 | 4,183,505 | ||||
| 2015-12-22 |
|
UPLD / Upland Software, Inc. | 3,787,855 | 4,017,361 | ||||
| 2015-08-25 |
|
UPLD / Upland Software, Inc. | 3,620,711 | 3,787,855 | ||||
| 2015-08-05 |
|
BVSN / BroadVision, Inc. | 318,000 | 488,476 | ||||
| 2015-07-22 |
|
UPLD / Upland Software, Inc. | 3,399,336 | 3,620,711 | ||||
| 2015-06-23 |
|
UPLD / Upland Software, Inc. | 3,399,336 | |||||
| 2015-05-08 |
|
BVSN / BroadVision, Inc. | 318,000 | |||||
| 2015-01-26 |
|
UPLD / Upland Software, Inc. | 2,889,466 |
