Investor Curian Capital Llc
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Curian Capital Llc . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2016-02-05 13G CMBS / iShares Trust - iShares CMBS ETF 53,675
2016-02-05 13G EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund 74,029
2016-02-05 13G EFV / iShares Trust - iShares MSCI EAFE Value ETF 53,675
2016-02-05 13G SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF 41,251
2016-02-05 13G HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF 74,029
2016-02-05 13G IFXAF / iShares Asia Trust - iShares FTSE A50 China Index ETF 53,675
2015-09-03 13G/A FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund 313,467
2015-08-05 13G FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund 1,055,123
2015-01-30 13G SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF 156,265
2015-01-30 13G CMBS / iShares Trust - iShares CMBS ETF 141,387
2015-01-30 13G MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund 1,336,485
2015-01-30 13G/A EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund 2,800,943
2014-12-08 13G/A EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund 2,394,345
2014-06-09 13G SH / ProShares Trust - ProShares Short S&P500 122,888
2014-06-09 13G/A DBV / DB Commodity Services LLC - Invesco DB G10 Currency Harvest Fund 36,734
2014-06-09 13G EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund 4,654,872
2014-05-09 13G DBV / DB Commodity Services LLC - Invesco DB G10 Currency Harvest Fund 2,590,282
2014-02-07 13G CMBS / iShares Trust - iShares CMBS ETF 115,171
2014-02-07 13G/A DBV / DB Commodity Services LLC - Invesco DB G10 Currency Harvest Fund 2,257,480
2014-02-07 13G/A MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund 3,997,380
2014-01-09 13G/A SH / ProShares Trust - ProShares Short S&P500 306,112
2013-10-09 13G/A DBV / DB Commodity Services LLC - Invesco DB G10 Currency Harvest Fund 2,642,442
2013-06-10 13G DBV / DB Commodity Services LLC - Invesco DB G10 Currency Harvest Fund 3,972,542
2013-06-10 13G MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund 3,211,820
2013-02-14 13G/A RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF 1,118,802
2013-02-14 13G SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF 4,865,403
2013-02-14 13G ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund 1,870,313
2013-02-14 13G/A DBV / DB Commodity Services LLC - Invesco DB G10 Currency Harvest Fund 5,118,438
2013-02-14 13G BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF 8,187,324
2013-02-14 13G NORW / Global X Funds - Global X MSCI Norway ETF 262,118
2013-02-14 13G 74,813
2013-02-14 13G/A EZU / iShares, Inc. - iShares MSCI Eurozone ETF 3,666,973
2013-01-10 13G SH / ProShares Trust - ProShares Short S&P500 113,596
2012-10-09 13G/A DBV / DB Commodity Services LLC - Invesco DB G10 Currency Harvest Fund 5,418,335
2012-09-10 13G/A DBV / DB Commodity Services LLC - Invesco DB G10 Currency Harvest Fund 4,783,145
2012-09-10 13G/A EZU / iShares, Inc. - iShares MSCI Eurozone ETF 3,483,075
2012-07-06 13G STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund 928,827
2012-06-08 13G RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF 448,904
2012-05-10 13G FM / iShares, Inc. - iShares Frontier and Select EM ETF 2,177,929
2012-04-06 13G/A DBV / DB Commodity Services LLC - Invesco DB G10 Currency Harvest Fund 4,737,105
2012-02-09 13G AGZ / iShares Trust - iShares Agency Bond ETF 155,480
2012-02-09 13G EZU / iShares, Inc. - iShares MSCI Eurozone ETF 3,301,762
2012-01-09 13G MBB / iShares Trust - iShares MBS ETF 1,303,246
2012-01-09 13G/A EWO / iShares, Inc. - iShares MSCI Austria ETF 151,585