Investor Cowen Prime Services LLC
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Cowen Prime Services LLC . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2022-02-10 13G PDFS / PDF Solutions, Inc. 1,624,378 0
2022-02-10 13G RSSS / Research Solutions, Inc. 1,562,200 0
2022-02-10 13G NEPH / Nephros, Inc. 575,077 0
2022-02-10 13G NEPH / Nephros, Inc. 575,077 0
2022-02-10 13G HTGM / HTG Molecular Diagnostics Inc 3,573,000 0
2021-02-16 13G RSSS / Research Solutions, Inc. 1,562,200
2021-01-27 13G NEPH / Nephros, Inc. 575,077
2020-06-04 13G PDFS / PDF Solutions, Inc. 1,525,190 1,624,378
2020-02-04 13G ITI / Iteris, Inc. 2,140,092
2020-02-04 13G HTGM / HTG Molecular Diagnostics Inc 3,573,000
2018-01-29 13G 001930205 / ARI Network Services, Inc. 1,352,950 0
2017-02-10 13G DMRC / Digimarc Corporation 369,404
2017-02-10 13G 001930205 / ARI Network Services, Inc. 1,259,200 1,352,950
2017-02-10 13G TACT / TransAct Technologies Incorporated 228,986
2017-02-10 13G REIS / Reis, Inc. 354,900
2017-02-10 13G IMI / Intermolecular, Inc. 2,499,000 0
2016-02-09 13G LIOX / Lionbridge Technologies, Inc. 1,992,335
2016-02-09 13G 001930205 / ARI Network Services, Inc. 1,259,200
2016-02-09 13G IMI / Intermolecular, Inc. 2,499,000
2016-02-09 13G PFYA / PRGX Global Inc 0
2015-02-10 13G DMRC / Digimarc Corporation 981,903
2015-02-10 13G REIS / Reis, Inc. 598,800
2015-02-10 13G PDFS / PDF Solutions, Inc. 1,525,190
2015-02-10 13G LIOX / Lionbridge Technologies, Inc. 2,472,035
2015-02-10 13G TACT / TransAct Technologies Incorporated 416,428
2015-02-10 13G PFYA / PRGX Global Inc 1,992,050
2014-12-15 13G LIOX / Lionbridge Technologies, Inc. 3,516,635
2014-12-15 13G PDFS / PDF Solutions, Inc. 3,686,653
2014-12-15 13G TACT / TransAct Technologies Incorporated 791,378
2014-12-15 13G PFYA / PRGX Global Inc 1,753,650
2014-12-15 13G REIS / Reis, Inc. 564,400
2014-12-15 13G DMRC / Digimarc Corporation 742,013