Investor Cowen Financial Products LLC
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Cowen Financial Products LLC . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Add This Fund
to your dashboard

Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2025-07-29 13G/A STOK / Stoke Therapeutics, Inc. 3,721,659 3,173,258
2025-07-29 13G/A URGN / UroGen Pharma Ltd. 2,652,500 3,190,510
2025-06-13 13G URGN / UroGen Pharma Ltd. 2,652,500
2025-05-12 13G/A BRZH / Breeze Holdings Acquisition Corp. 0
2025-05-12 13G/A XGN / Exagen Inc. 898,630 891,366
2025-02-13 13G/A TARS / Tarsus Pharmaceuticals, Inc. 1,911,399 1,909,228
2024-11-13 13G/A MAXN / Maxeon Solar Technologies, Ltd. 2,775,000 175,000
2024-11-13 13G/A LLFLQ / LL Flooring Holdings, Inc. 1,622,000 0
2024-11-13 13G/A RNA / Avidity Biosciences, Inc. 5,628,103 0
2024-11-13 13G/A ACET / Adicet Bio, Inc. 2,715,278 0
2024-06-14 13G MAXN / Maxeon Solar Technologies, Ltd. 2,775,000
2024-05-23 13G/A US13767K1198 / Canna-Global Acquisition Corp. 197,348
2024-02-26 13G/A STOK / Stoke Therapeutics, Inc. 1,248,077 3,721,659
2024-02-26 13G STOK / Stoke Therapeutics, Inc. 1,248,077 2,276,106
2024-02-02 13G/A US23344T1117 / DTRT Health Acquisition Corp. 224,845 0
2024-02-02 13G/A XGN / Exagen Inc. 966,022 898,630
2024-02-02 13G/A VEXTF / Vext Science, Inc. 4,856,256 0
2024-02-02 13G/A VRNOF / Verano Holdings Corp. 16,497,443 0
2024-02-02 13G/A TRUL / Trulieve Cannabis Corp. 0
2024-02-02 13G/A TARS / Tarsus Pharmaceuticals, Inc. 1,398,983 1,911,399
2024-02-02 13G/A SLVM / Sylvamo Corporation 2,150,000 0
2024-02-02 13G/A 0
2024-02-02 13G/A SCPH / scPharmaceuticals Inc. 2,407,562 0
2024-02-02 13G/A KYG725561222 / Project Energy Reimagined Acquisition Corp. 1,600,000 0
2024-02-02 13G/A LLFLQ / LL Flooring Holdings, Inc. 1,622,000 1,622,000
2024-02-02 13G/A JNCE / Jounce Therapeutics Inc 3,647,430 0
2024-02-02 13G/A GTBIF / Green Thumb Industries Inc. 14,938,509 0
2024-02-02 13G/A GPAC / Global Partner Acquisition Corp II 200,000 200,000
2024-02-02 13G/A 0
2024-02-02 13G/A 0
2024-02-02 13G/A BRZHR / Breeze Holdings Acquisition Corp. - Equity Right 250,000 250,000
2024-02-02 13G/A RNA / Avidity Biosciences, Inc. 5,188,366 5,628,103
2024-02-02 13G/A APYX / Apyx Medical Corporation 1,775,793 0
2024-02-02 13G/A AGAC / African Gold Acquisition Corp - Class A 330,000 0
2024-02-02 13G/A ACET / Adicet Bio, Inc. 3,143,608 2,715,278
2023-12-14 13G CNGL / Canna-Global Acquisition Corp 200,000 200,000
2023-08-11 13G/A KYG725561222 / Project Energy Reimagined Acquisition Corp. 1,500,000 1,600,000
2023-05-05 13G TARS / Tarsus Pharmaceuticals, Inc. 1,398,983
2023-04-19 13G AGAC / African Gold Acquisition Corp - Class A 330,000
2023-04-11 13G GPAC / Global Partner Acquisition Corp II 200,000
2023-04-11 13G CNGL / Canna-Global Acquisition Corp 200,000
2023-03-02 13G VRNOF / Verano Holdings Corp. 8,936,760 16,497,443
2023-02-27 13G SCPH / scPharmaceuticals Inc. 2,407,562
2023-02-16 13G SLVM / Sylvamo Corporation 2,150,000
2023-01-25 13G/A 0
2023-01-25 13G/A GDNSF / Goodness Growth Holdings, Inc. 4,140,230 0
2023-01-25 13G/A VEXTF / Vext Science, Inc. 4,856,256 4,856,256
2023-01-25 13G/A TCNNF / Trulieve Cannabis Corp. 7,046,363 11,148,292
2023-01-25 13G/A TER / TerrAscend Corp 11,631,030 9,616,988
2023-01-25 13G/A STOK / Stoke Therapeutics, Inc. 1,871,529 1,248,077
2023-01-24 13G/A US23344T1117 / DTRT Health Acquisition Corp. 300,000 224,845
2023-01-24 13G/A MSAC / Medicus Sciences Acquisition Corp - Class A 500,000 0
2023-01-24 13G/A PMVP / PMV Pharmaceuticals, Inc. 2,300,000 1,500,326
2023-01-24 13G/A KYG725561222 / Project Energy Reimagined Acquisition Corp. 1,500,000 1,500,000
2023-01-24 13G/A 3,434,625
2023-01-23 13G/A GDNSF / Goodness Growth Holdings, Inc. 4,140,230 4,140,230
2023-01-23 13G/A XGN / Exagen Inc. 1,384,631 966,022
2023-01-23 13G/A LOWLF / Lowell Farms Inc. 4,564,503 4,564,503
2023-01-23 13G/A JNCE / Jounce Therapeutics Inc 3,080,352 3,647,430
2023-01-23 13G/A LLFLQ / LL Flooring Holdings, Inc. 1,622,000 1,622,000
2023-01-23 13G/A GTBIF / Green Thumb Industries Inc. 11,044,315 14,938,509
2023-01-23 13G/A FULC / Fulcrum Therapeutics, Inc. 2,096,890 1,367,759
2023-01-23 13G/A 19,170,307
2023-01-23 13G/A 7,906,852
2023-01-23 13G/A BRZHR / Breeze Holdings Acquisition Corp. - Equity Right 438,959 250,000
2023-01-18 13G/A BWAY / BrainsWay Ltd. - Depositary Receipt (Common Stock) 829,209 345,001
2023-01-11 13G/A 0
2023-01-11 13G/A BWAC / Better World Acquisition Corp 550,000 160,991
2023-01-11 13G/A FAZE / FaZe Holdings Inc. 0
2023-01-11 13G/A FAZE / FaZe Holdings Inc. 0
2023-01-11 13G/A 1,361,622
2023-01-11 13G/A RNA / Avidity Biosciences, Inc. 3,264,150 5,188,366
2023-01-11 13G/A APYX / Apyx Medical Corporation 1,902,003 1,775,793
2023-01-11 13G/A ACET / Adicet Bio, Inc. 2,004,709 3,143,608
2022-12-28 13G LLFLQ / LL Flooring Holdings, Inc. 1,622,000
2022-12-19 13G US23344T1117 / DTRT Health Acquisition Corp. 300,000
2022-10-19 13G LOWLF / Lowell Farms Inc. 4,564,503 4,564,503
2022-10-07 13G BRZHR / Breeze Holdings Acquisition Corp. - Equity Right 438,959
2022-08-18 13G RNA / Avidity Biosciences, Inc. 3,264,150
2022-05-25 13G BWAC / Better World Acquisition Corp 550,000 550,000
2022-05-11 13G/A 0
2022-04-22 13G ACET / Adicet Bio, Inc. 2,004,709
2022-04-22 13G JNCE / Jounce Therapeutics Inc 3,080,352
2022-03-30 13G/A BWAY / BrainsWay Ltd. - Depositary Receipt (Common Stock) 1,397,409 829,209
2022-03-11 13G MSAC / Medicus Sciences Acquisition Corp - Class A 500,000
2022-03-09 13G FULC / Fulcrum Therapeutics, Inc. 2,096,890
2022-02-01 13G 32,571,706
2022-01-24 13G GDNSF / Goodness Growth Holdings, Inc. 1,940,230 4,140,230
2022-01-24 13G/A GDNSF / Goodness Growth Holdings, Inc. 1,940,230 0
2022-01-24 13G STOK / Stoke Therapeutics, Inc. 1,871,529
2022-01-20 13G/A GTII / Green Thumb Industries Inc. 12,534,461 11,044,315
2022-01-20 13G/A APYX / Apyx Medical Corporation 1,727,475 1,902,003
2022-01-20 13G/A TCNNF / Trulieve Cannabis Corp. 3,737,357 7,046,363
2022-01-20 13G/A 14,146,336
2022-01-20 13G/A PEGR / Project Energy Reimagined Acquisition Corp. 1,500,000 1,500,000
2022-01-20 13G/A XGN / Exagen Inc. 1,384,631 1,384,631
2022-01-20 13G/A 5,592,948
2022-01-20 13G/A 3,434,625
2022-01-20 13G/A TER / TerrAscend Corp 11,631,030 11,631,030
2022-01-20 13G/A 7,906,852
2022-01-20 13G/A VEXTF / Vext Science, Inc. 4,856,256 4,856,256
2022-01-20 13G/A 4,019,079
2022-01-20 13G/A BWAY / BrainsWay Ltd. - Depositary Receipt (Common Stock) 1,397,409 1,397,409
2022-01-19 13G/A XGN / Exagen Inc. 873,361 1,384,631
2022-01-19 13G PMVP / PMV Pharmaceuticals, Inc. 2,300,000
2022-01-19 13G/A 3,434,625
2022-01-19 13G/A TER / TerrAscend Corp 11,631,030
2022-01-19 13G/A 7,906,852
2022-01-19 13G/A VEXTF / Vext Science, Inc. 2,900,000 4,856,256
2022-01-19 13G/A 4,019,079
2022-01-19 13G/A BWAY / BrainsWay Ltd. - Depositary Receipt (Common Stock) 1,397,409
2022-01-18 13G/A VRNOF / Verano Holdings Corp. 8,936,760
2022-01-18 13G/A / Seven Oaks Acquisition Corp - Class A 0
2022-01-18 13G/A LOWLF / Lowell Farms Inc. 3,938,631 4,564,503
2022-01-18 13G/A 0
2022-01-18 13G/A HRVSF / Harvest Health & Recreation Inc (Sub Voting) 11,259,070 0
2022-01-18 13G/A 0
2022-01-18 13G/A CLDX / Celldex Therapeutics, Inc. 2,015,513 0
2022-01-14 13G/A CLDX / Celldex Therapeutics, Inc. 2,015,513 2,015,513
2022-01-14 13G/A BRPM / B. Riley Principal 150 Merger Corp - Class A 986,022
2022-01-14 13G/A 0
2022-01-14 13G/A 0
2022-01-14 13G BRPM / B. Riley Principal 150 Merger Corp - Class A 986,022
2021-12-17 13G XGN / Exagen Inc. 873,361
2021-12-17 13G GTII / Green Thumb Industries Inc. 12,534,461
2021-11-19 13G VRNOF / Verano Holdings Corp. 7,268,997
2021-11-03 13G PEGR / Project Energy Reimagined Acquisition Corp. 1,500,000
2021-08-26 13G APYX / Apyx Medical Corporation 1,727,475
2021-08-26 13G TCNNF / Trulieve Cannabis Corp. 3,737,357
2021-04-28 13G 4,827,948
2021-04-28 13G 4,827,948
2021-03-31 13G LOWLF / Lowell Farms Inc. 3,938,631
2021-02-25 13G CLDX / Celldex Therapeutics, Inc. 2,015,513
2021-02-12 13G HRVSF / Harvest Health & Recreation Inc (Sub Voting) 11,259,070
2021-01-26 13G BWAY / BrainsWay Ltd. - Depositary Receipt (Common Stock)
2021-01-15 13G VEXTF / Vext Science, Inc. 2,900,000
2021-01-15 13G GDNSF / Goodness Growth Holdings, Inc. 1,940,230
2021-01-15 13G/A BHSEU / Bull Horn Holdings Corp 923,422 0
2021-01-15 13G/A TLMD / SOC Telemed Inc - Class A 1,623,171 0
2020-12-21 13G SVOK / Seven Oaks Acquisition Corp - Class A 1,550,000
2020-11-04 13G BHSEU / Bull Horn Holdings Corp - Unit (1 Ordinary share & 1 War) 923,422
2020-10-15 13G TLMD / SOC Telemed Inc - Class A 1,623,171