Investor Cleveland Capital Management, L.l.c.
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Cleveland Capital Management, L.l.c. . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2025-05-15 13G/A AXTI / AXT, Inc. 2,467,250 3,161,000
2025-02-14 13G/A 1,224,032 1,454,032
2024-10-17 13G AXTI / AXT, Inc. 2,467,250
2024-02-07 13G/A FLUX / Flux Power Holdings, Inc. 995,214 1,224,032
2023-02-13 13G/A FLUX / Flux Power Holdings, Inc. 1,800,000 995,214
2018-06-26 13G FLUX / Flux Power Holdings, Inc. 1,800,000
2018-06-08 13G / CHRISTOPHER & BANKS CORP 2,110,000
2014-04-04 13D FOURQ / 4Licensing Corp 940,695