Investor Axa Financial Inc
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Axa Financial Inc . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2018-04-25 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership 3,756,520 3,756,520
2018-04-10 13G/A RALS / ProShares Trust - ProShares RAFI Long/Short 54,150 56,620
2018-03-12 13G/A DBV / DB Commodity Services LLC - Invesco DB G10 Currency Harvest Fund 132,550 137,250
2018-03-06 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership 3,756,519 3,756,520
2018-02-13 13G/A ILCG / iShares Trust - iShares Morningstar Growth ETF 611,323 764,423
2018-02-13 13G/A IGM / iShares Trust - iShares Expanded Tech Sector ETF 415,150 410,650
2018-02-13 13G/A ILCV / iShares Trust - iShares Morningstar Value ETF 304,936
2018-02-13 13G/A RALS / ProShares Trust - ProShares RAFI Long/Short 53,240 54,150
2018-02-13 13G/A DBV / DB Commodity Services LLC - Invesco DB G10 Currency Harvest Fund 148,100 132,550
2018-02-13 13G DGL / Invesco DB Multi-Sector Commodity Trust - Invesco DB Gold Fund 181,405
2018-01-30 13G RALS / ProShares Trust - ProShares RAFI Long/Short 53,240
2018-01-09 13G/A DBS / Invesco DB Multi-Sector Commodity Trust - Invesco DB Silver Fund 112,390 139,370
2017-12-13 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership 2,515,537 3,756,519
2017-07-07 13G/A LALT / First Trust Exchange-Traded Fund VIII - First Trust Multi-Strategy Alternative ETF 65,200 0
2017-07-07 13G/A VRIG / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Variable Rate Investment Grade ETF 65,200 0
2017-07-03 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership 2,515,537 2,515,537
2017-06-30 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership 1,444,356 2,515,537
2017-05-01 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership 1,444,356 1,444,356
2017-02-10 13G/A / iShares Morningstar Mid-Cap Value ETF 132,937
2017-02-10 13G/A EFV / iShares Trust - iShares MSCI EAFE Value ETF 424,336 132,937
2017-02-10 13G/A ILCG / iShares Trust - iShares Morningstar Growth ETF 738,623 611,323
2017-02-10 13G IGM / iShares Trust - iShares Expanded Tech Sector ETF 416,450 415,150
2017-02-10 13G/A CNAT / Conatus Pharmaceuticals Inc. 1,070,836 479,686
2017-02-10 13G/A IFXAF / iShares Asia Trust - iShares FTSE A50 China Index ETF 415,150 611,323
2017-02-10 13G DBV / DB Commodity Services LLC - Invesco DB G10 Currency Harvest Fund 148,100
2017-02-10 13G IFXAF / iShares Asia Trust - iShares FTSE A50 China Index ETF 424,336 415,150
2017-01-09 13G/A ILCV / iShares Trust - iShares Morningstar Value ETF 424,336
2017-01-09 13G/A EFV / iShares Trust - iShares MSCI EAFE Value ETF 77,937 424,336
2017-01-09 13G DBS / Invesco DB Multi-Sector Commodity Trust - Invesco DB Silver Fund 84,780 112,390
2017-01-09 13G/A IFXAF / iShares Asia Trust - iShares FTSE A50 China Index ETF 416,450 424,336
2016-09-09 13G/A VRIG / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Variable Rate Investment Grade ETF 68,220 65,200
2016-09-09 13G VRIG / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Variable Rate Investment Grade ETF 68,220
2016-09-09 13G/A LALT / First Trust Exchange-Traded Fund VIII - First Trust Multi-Strategy Alternative ETF 68,220 0
2016-09-09 13G LALT / First Trust Exchange-Traded Fund VIII - First Trust Multi-Strategy Alternative ETF 68,220
2016-08-09 13G/A DBS / Invesco DB Multi-Sector Commodity Trust - Invesco DB Silver Fund 84,750 84,780
2016-02-16 13G/A / iShares Morningstar Mid-Cap Value ETF 77,937
2016-02-16 13G ILCV / iShares Trust - iShares Morningstar Value ETF 174,736
2016-02-16 13G/A DBS / Invesco DB Multi-Sector Commodity Trust - Invesco DB Silver Fund 82,750 84,750
2016-02-16 13G/A EFV / iShares Trust - iShares MSCI EAFE Value ETF 174,736 77,937
2016-02-16 13G EFV / iShares Trust - iShares MSCI EAFE Value ETF 145,837 174,736
2016-02-16 13G/A ILCG / iShares Trust - iShares Morningstar Growth ETF 738,623
2016-02-16 13G/A IGM / iShares Trust - iShares Expanded Tech Sector ETF 416,450
2016-02-16 13G CNAT / Conatus Pharmaceuticals Inc. 1,070,836
2016-02-16 13G IFXAF / iShares Asia Trust - iShares FTSE A50 China Index ETF 174,736
2016-02-16 13G/A IFXAF / iShares Asia Trust - iShares FTSE A50 China Index ETF 174,736 416,450
2016-01-11 13G LALT / First Trust Exchange-Traded Fund VIII - First Trust Multi-Strategy Alternative ETF 68,220
2016-01-05 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership 1,444,356
2015-11-09 13G/A DBS / Invesco DB Multi-Sector Commodity Trust - Invesco DB Silver Fund 82,750
2015-06-10 13G/A / iShares Morningstar Mid-Cap Value ETF 145,837
2015-06-10 13G/A EFV / iShares Trust - iShares MSCI EAFE Value ETF 145,837
2015-02-12 13G/A / iShares Morningstar Mid-Cap Value ETF 250,037
2015-02-12 13G/A ILCG / iShares Trust - iShares Morningstar Growth ETF 687,623
2015-02-12 13G IGM / iShares Trust - iShares Expanded Tech Sector ETF 411,850
2015-02-12 13G/A CGGYY / Viridien Société anonyme - Depositary Receipt (Common Stock) 657,457
2015-02-12 13G DBS / Invesco DB Multi-Sector Commodity Trust - Invesco DB Silver Fund 73,910
2014-02-10 13G/A ILCG / iShares Trust - iShares Morningstar Growth ETF 543,963
2014-02-10 13G/A / iShares Morningstar Mid-Cap Value ETF 229,937
2014-02-10 13G CGGYY / Viridien Société anonyme - Depositary Receipt (Common Stock) 9,147,752
2014-02-10 13G/A MDYV / SPDR Series Trust - SPDR S&P 400 Mid Cap Value ETF 23,094
2013-12-20 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership 1,444,356
2013-12-20 13D/A 170,121,745
2013-09-23 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership 1,444,356
2013-09-23 13D/A 170,121,745
2013-02-11 13G MDYV / SPDR Series Trust - SPDR S&P 400 Mid Cap Value ETF 23,094
2013-02-07 13G/A ILCG / iShares Trust - iShares Morningstar Growth ETF 741,263
2013-02-07 13G/A / iShares Morningstar Mid-Cap Value ETF 220,437
2013-02-07 13G/A IEV / iShares Trust - iShares Europe ETF 1,523,400
2013-01-07 13G/A EWK / iShares, Inc. - iShares MSCI Belgium ETF 118,736
2012-02-14 13G/A ILCG / iShares Trust - iShares Morningstar Growth ETF 816,663
2012-02-14 13G/A / iShares Morningstar Mid-Cap Value ETF 236,837
2012-02-14 13G/A VIEWF / Viewtran Group, Inc. 1,293,047
2012-02-14 13G / iShares Morningstar Mid-Cap Value ETF 236,837
2012-02-14 13G IEV / iShares Trust - iShares Europe ETF 1,610,600
2012-02-14 13G/A FM / iShares, Inc. - iShares Frontier and Select EM ETF 385,528
2012-02-14 13G EWK / iShares, Inc. - iShares MSCI Belgium ETF 179,736
1998-02-17 13G/A PGR / The Progressive Corporation
1997-02-14 13G PGR / The Progressive Corporation
1996-02-14 13G/A PGR / The Progressive Corporation