Investor Altium Capital Management LP
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Altium Capital Management LP . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2025-08-14 13G/A STSSW / Sharps Technology, Inc. - Equity Warrant 35,659
2025-08-14 13G/A GNLN / Greenlane Holdings, Inc. 21,008
2025-08-14 13G/A FMTOF / Femto Technologies Inc. 479,616 6,576
2025-08-14 13G/A SBFM / Sunshine Biopharma, Inc. 3,727,984 0
2025-08-14 13G/A CETX / Cemtrex, Inc. 36,984 0
2025-08-14 13G/A LGMK / LogicMark, Inc. 360,000 1,881,534
2025-05-15 13G/A SRXH / SRx Health Solutions Inc. 463,459 38,984
2025-05-15 13G/A DGLY / Digital Ally, Inc. 12,771,943 40,000,000
2025-03-06 13G FMTO / Femto Technologies Inc. 479,616
2025-02-28 13G GNLN / Greenlane Holdings, Inc. 2,521,009
2025-02-24 13G DGLY / Digital Ally, Inc. 12,771,943
2025-02-14 13G/A ELAB / PMGC Holdings Inc. 1,257,519 193,877
2025-02-14 13G/A SRXH / SRx Health Solutions Inc. 133,117 463,459
2025-02-05 13G 549,294
2024-11-14 13G/A VLCN / Volcon, Inc. 1,666,665 0
2024-11-14 13G/A SKYE / Skye Bioscience, Inc. 1,301,518 1,315,146
2024-11-14 13G/A EVOK / Evoke Pharma, Inc. 822,986 153,186
2024-11-14 13G/A SRXH / SRx Health Solutions Inc. 155,000 133,117
2024-09-26 13G ELAB / PMGC Holdings Inc. 1,257,519
2024-08-16 13G XPON / Expion360 Inc. 722,521
2024-08-09 13G LGMK / LogicMark, Inc. 360,000
2024-08-09 13G SRXH / SRx Health Solutions Inc. 155,000
2024-05-08 13G CETX / Cemtrex, Inc. 36,984
2024-02-21 13G SBFM / Sunshine Biopharma, Inc. 3,727,984
2024-02-20 13G EVOK / Evoke Pharma, Inc. 822,986
2024-02-13 13G/A MRAI / Marpai, Inc. 0
2024-02-13 13G/A GRI / GRI Bio, Inc. 221,986 1,269,210
2024-02-13 13G/A NBY / NovaBay Pharmaceuticals, Inc. 67,457
2024-02-13 13G/A VLCN / Volcon, Inc. 1,666,665
2024-02-13 13G/A XTNT / Xtant Medical Holdings, Inc. 6,246,291 8,027,593
2024-02-13 13G/A CYCC / Bio Green Med Solution, Inc. 82,032 37,982
2024-02-13 13G/A ALIM / Alimera Sciences, Inc. 2,984,803 2,660,000
2024-02-05 13G SKYE / Skye Bioscience, Inc. 1,301,518 1,301,518
2024-01-10 13G CYCC / Bio Green Med Solution, Inc. 82,032
2023-11-24 13G VLCN / Volcon, Inc. 566,214 566,214
2023-08-23 13G ALIM / Alimera Sciences, Inc. 2,984,803
2023-05-03 13G GRI / GRI Bio, Inc. 221,986
2023-04-26 13G MRAI / Marpai, Inc. 1,805,327
2023-02-14 13G/A XTNT / Xtant Medical Holdings, Inc. 6,246,291 6,246,291
2023-02-14 13G/A ATXS / Astria Therapeutics, Inc. 1,355,372 1,355,372
2023-02-14 13G/A HYREQ / HyreCar Inc. 1,736,915 1,688,120
2023-02-14 13G/A SDOT / Sadot Group Inc. 1,995,882 2,888,085
2023-02-14 13G/A NRBO / MetaVia Inc. 312,430 0
2023-02-14 13G/A PALI / Palisade Bio, Inc. 0
2022-12-21 13G ATXS / Astria Therapeutics, Inc. 250,000 1,355,372
2022-11-17 13G NRBO / MetaVia Inc. 312,430
2022-11-09 13G HYREQ / HyreCar Inc. 1,736,915
2022-02-14 13G PALI / Palisade Bio, Inc. 1,107,557 271,303
2022-02-14 13G/A QNRX / Quoin Pharmaceuticals, Ltd. - Depositary Receipt (Common Stock) 1,238,429
2022-02-14 13G/A PALI / Palisade Bio, Inc. 1,107,557 333,954
2022-02-14 13G/A RGLS / Regulus Therapeutics Inc. 1,327,801 1,327,801
2022-02-14 13G/A UGRO / urban-gro, Inc. 0
2022-02-14 13G/A OCUP / Opus Genetics, Inc. 895,481 384,615
2022-02-14 13G/A TMBR / Timber Pharmaceuticals Inc 206,875 2,539,063
2022-02-14 13G/A BCTX / BriaCell Therapeutics Corp. 500,000 900,000
2022-02-14 13G/A ECOR / electroCore, Inc. 5,000,000 0
2022-02-14 13G/A XTNT / Xtant Medical Holdings, Inc. 8,663,889 6,246,291
2022-02-14 13G/A INMB / INmune Bio, Inc. 909,091 0
2022-02-14 13G/A UNCY / Unicycive Therapeutics, Inc. 176,000
2022-02-14 13G/A / Biorestorative Therapies Inc 200,000 200,000
2022-02-14 13G/A CELZ / Creative Medical Technology Holdings, Inc. 363,000 363,000
2022-02-14 13G/A HEPA / Hepion Pharmaceuticals, Inc. 4,500,000 0
2022-02-14 13G CHAQ / Chardan Healthcare Acquisition 2 Corp 618,623 388,845
2022-02-14 13G/A POL / Polished.com Inc. 6,886,000 6,103,824
2022-02-14 13G/A MICT / M&I Capital Trust B - Preferred Security 1,567,476 4,355,102
2022-02-14 13G/A GRIL / Muscle Maker Inc 2,450,000 1,995,882
2022-02-11 13G/A IMMX / Immix Biopharma, Inc. 674,383 122,388
2022-02-11 13G/A OEG / Orbital Energy Group Inc 1,893,704 0
2022-02-11 13G/A CLSN / Imunon Inc 5,555,555 0
2022-02-11 13G/A PHUN / Phunware, Inc. 3,696,867 0
2022-02-11 13G/A JOB / GEE Group Inc. 10,000,000 0
2022-02-11 13G/A JAN / JanOne Inc. 190,476 0
2021-12-28 13G IMMX / Immix Biopharma, Inc. 674,383
2021-12-27 13G GRIL / Muscle Maker Inc 0 2,450,000
2021-12-20 13G CELZ / Creative Medical Technology Holdings, Inc. 363,000 363,000
2021-11-16 13G / Biorestorative Therapies Inc 200,000
2021-11-12 13G QNRX / Quoin Pharmaceuticals, Ltd. - Depositary Receipt (Common Stock) 833,773
2021-09-21 13G VRPX / Virpax Pharmaceuticals, Inc. 1,000,000
2021-07-19 13G INMB / INmune Bio, Inc. 909,091
2021-07-12 13G ECOR / electroCore, Inc. 5,000,000
2021-06-07 13G POL / Polished.com Inc. 6,886,000
2021-05-11 13G PALI / Palisade Bio, Inc. 1,107,557
2021-04-26 13G JOB / GEE Group Inc. 10,000,000
2021-04-01 13G CHAQ / Chardan Healthcare Acquisition 2 Corp 618,623 618,623
2021-04-01 13G CHAQ / Chardan Healthcare Acquisition 2 Corp 618,623 618,623
2021-03-16 13G/A MICT / M&I Capital Trust B - Preferred Security 3,210,272 1,567,476
2021-03-08 13G XTNT / Xtant Medical Holdings, Inc. 8,663,889
2021-03-08 13G BCTX / BriaCell Therapeutics Corp. 500,000
2021-02-24 13G HEPA / Hepion Pharmaceuticals, Inc. 4,500,000
2021-02-23 13G MICT / M&I Capital Trust B - Preferred Security 3,210,272
2021-02-22 13G PHUN / Phunware, Inc. 3,696,867
2021-02-19 13G/A GNPX / Genprex, Inc. 1,409,785 2,400,000
2021-02-16 13G/A ADTX / Aditxt, Inc. 511,111 511,111
2021-02-16 13G/A BLRX / BioLineRx Ltd. - Depositary Receipt (Common Stock) 18,010,485 18,010,485
2021-02-16 13G/A 86782U106 / CHF Solutions Inc 9,524 9,524
2021-02-16 13G/A SONN / Sonnet BioTherapeutics Holdings, Inc. 538,090 5,664,728
2021-02-16 13G/A OCUP / Opus Genetics, Inc. 591,016 895,481
2021-02-16 13G/A DCTH / Delcath Systems, Inc. 716,145 716,145
2021-02-16 13G/A TMBR / Timber Pharmaceuticals Inc 1,185,605 206,875
2021-02-16 13G/A TILS / TIZIANA LIFE SCIENCES PLC 5,504,807 0
2021-02-16 13G/A ATXS / Astria Therapeutics, Inc. 925,000 250,000
2021-02-16 13G/A CFRX / ContraFect Corp 1,500,000 1,500,000
2021-02-16 13G/A ADTX / Aditxt, Inc. 511,111 511,111
2021-02-16 13G/A GNPX / Genprex, Inc. 3,116,884 1,409,785
2021-02-16 13G/A DCTH / Delcath Systems, Inc. 134,069 716,145
2021-02-16 13G/A BLRX / BioLineRx Ltd. - Depositary Receipt (Common Stock) 1,700,699 18,010,485
2021-02-16 13G/A 86782U106 / CHF Solutions Inc 25,000 9,524
2021-02-12 13G/A H03579101 / Auris Medical Holding Ltd 897,435 0
2021-02-12 13G/A RGLS / Regulus Therapeutics Inc. 1,327,801 1,327,801
2021-02-12 13G/A LIFE / aTyr Pharma, Inc. 475,000 332,258
2021-02-12 13G/A IMUX / Immunic, Inc. 1,111,111 244,155
2021-02-12 13G/A ONCS / OncoSec Medical Inc 486,483 614,000
2021-02-12 13G/A NNVC / NanoViricides, Inc. 750,000 0
2021-02-12 13G/A GRIL / Muscle Maker Inc 588,200 0
2021-02-12 13G/A SGBX / Safe & Green Holdings Corp. 116,500 0
2021-02-11 13G/A TNXP / Tonix Pharmaceuticals Holding Corp. 1,546,082 0
2021-02-11 13G/A EYES / Vivani Medical Inc 2,200,000 0
2021-02-11 13G/A OPNT / Opiant Pharmaceuticals Inc 349,846 0
2021-02-11 13G/A IMMP / Immutep Limited - Depositary Receipt (Common Stock) 490,475 0
2021-02-11 13G/A BCDA / BioCardia, Inc. 894,737 0
2021-02-11 13G/A GEVO / Gevo, Inc. 2,666,667 0
2021-02-10 13G/A AYTU / Aytu BioPharma, Inc. 5,000,000 0
2021-02-10 13G/A ABIO / ARCA biopharma, Inc. 174,000 0
2021-02-09 13G JAN / JanOne Inc. 190,476
2021-01-29 13G CLSN / Imunon Inc 5,555,555
2021-01-20 13G ISUN / iSun, Inc. 614,000
2021-01-11 13G OEG / Orbital Energy Group Inc 1,893,704
2020-12-28 13G GNPX / Genprex, Inc. 3,116,884
2020-12-23 13G BCDA / BioCardia, Inc. 894,737
2020-11-16 13G OCUP / Opus Genetics, Inc. 591,016
2020-09-21 13G GRIL / Muscle Maker Inc 588,200
2020-08-12 13G TILS / TIZIANA LIFE SCIENCES PLC 5,504,807 5,504,807
2020-08-11 13G TILS / TIZIANA LIFE SCIENCES PLC 5,504,807
2020-08-10 13G/A IMUX / Immunic, Inc. 941,177 1,111,111
2020-07-20 13G NNVC / NanoViricides, Inc. 750,000
2020-07-09 13G GEVO / Gevo, Inc. 2,666,667 2,666,667
2020-07-09 13G ADTX / Aditxt, Inc. 511,111
2020-07-08 13G GEVO / Gevo, Inc. 2,666,667
2020-06-10 13G ABIO / ARCA biopharma, Inc. 174,000
2020-06-05 13G BLRX / BioLineRx Ltd. - Depositary Receipt (Common Stock) 1,700,699
2020-06-01 13G CFRX / ContraFect Corp 1,500,000
2020-05-29 13G TMBR / Timber Pharmaceuticals Inc 1,185,605
2020-05-08 13G EYES / Vivani Medical Inc 2,200,000
2020-05-04 13G IMUX / Immunic, Inc. 941,177 941,177
2020-05-02 13G IMUX / Immunic, Inc. 941,177
2020-04-24 13G AIKI / AIkido Pharma Inc 2,000,000
2020-04-10 13G SGBX / Safe & Green Holdings Corp. 116,500
2020-04-10 13G SONN / Sonnet BioTherapeutics Holdings, Inc. 538,090
2020-02-18 13G LIFE / aTyr Pharma, Inc. 475,000
2020-02-14 13G/A ORMP / Oramed Pharmaceuticals Inc. 751,494 972,000
2020-02-14 13G/A ONCS / OncoSec Medical Inc 952,000 486,483
2020-02-14 13G/A RGLS / Regulus Therapeutics Inc. 1,327,801 1,327,801
2020-02-14 13G/A TNXP / Tonix Pharmaceuticals Holding Corp. 210,000 1,546,082
2020-02-14 13G/A OPNT / Opiant Pharmaceuticals Inc 252,873 349,846
2020-02-14 13G/A DCTH / Delcath Systems, Inc. 38,333,333 134,069
2020-02-14 13G/A H03579101 / Auris Medical Holding Ltd 220,000 897,435
2020-02-14 13G/A 86782U106 / CHF Solutions Inc 25,000 285,714
2020-02-14 13G/A IMMP / Immutep Limited - Depositary Receipt (Common Stock) 490,475
2020-02-14 13G/A SLS / SELLAS Life Sciences Group, Inc. 5,000,000 56,000
2020-02-14 13G/A AYTU / Aytu BioPharma, Inc. 5,000,000 5,000,000
2020-02-14 13G/A SVRA / Savara Inc. 2,368,000 0
2020-02-14 13G/A SEEL / Seelos Therapeutics, Inc. 228,676 0
2020-02-13 13G/A ADXS / Ayala Pharmaceuticals, Inc. 1,700,000 0
2020-02-13 13G/A XBIO / Xenetic Biosciences, Inc. 260,000 0
2020-02-13 13G/A ALNA / Allena Pharmaceuticals Inc 2,340,136 0
2020-02-10 13G ATXS / Astria Therapeutics, Inc. 925,000
2019-12-31 13G/A RGLS / Regulus Therapeutics Inc. 1,327,801 1,327,801
2019-11-25 13G TNXP / Tonix Pharmaceuticals Holding Corp. 210,000
2019-10-21 13G AYTU / Aytu BioPharma, Inc. 5,000,000
2019-07-31 13G ADXS / Ayala Pharmaceuticals, Inc. 1,700,000
2019-07-25 13G XBIO / Xenetic Biosciences, Inc. 260,000
2019-07-22 13G SVRA / Savara Inc. 2,368,000 2,368,000
2019-07-22 13G DCTH / Delcath Systems, Inc. 38,333,333
2019-07-19 13G SVRA / Savara Inc. 2,368,000
2019-07-02 13G ALNA / Allena Pharmaceuticals Inc 2,340,136 2,340,136
2019-07-01 13G ALNA / Allena Pharmaceuticals Inc 2,340,136
2019-06-24 13G/A SLS / SELLAS Life Sciences Group, Inc. 2,800,000 5,000,000
2019-06-05 13G OPNT / Opiant Pharmaceuticals Inc 252,873
2019-05-30 13G ONCS / OncoSec Medical Inc 952,000
2019-05-23 13G H03579101 / Auris Medical Holding Ltd 220,000
2019-05-17 13G RGLS / Regulus Therapeutics Inc. 1,327,801
2019-03-15 13G 86782U106 / CHF Solutions Inc 25,000
2019-03-15 13G NUWE / Nuwellis, Inc. 25,000
2019-02-13 13G/A SLS / SELLAS Life Sciences Group, Inc. 228,676 2,800,000
2019-02-13 13G/A ORMP / Oramed Pharmaceuticals Inc. 972,000 751,494
2019-02-13 13G/A OGEN / Oragenics, Inc. 304,000 250,000
2019-02-08 13G SEEL / Seelos Therapeutics, Inc. 228,676
2019-02-08 13G SLS / SELLAS Life Sciences Group, Inc. 1,275,000 228,676
2018-07-23 13G OGEN / Oragenics, Inc. 304,000
2018-07-23 13G SLS / SELLAS Life Sciences Group, Inc. 1,275,000
2018-07-13 13G ORMP / Oramed Pharmaceuticals Inc. 972,000